Matthew J. Haertzen

CORNERSTONE PORTFOLIO RESEARCH

Oro Valley, AZ

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CRD#: 2405742

Professional summary

Matthew John Haertzen, CFP®, who also goes by Matt Haertzen, is a registered financial advisor currently at CORNERSTONE PORTFOLIO RESEARCH located in Oro Valley, Arizona.

Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Matthew has worked at 7 firms and has passed the Series 7 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Matt Haertzen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1)University of Arizona - NON INVESTMENT RELATED; Tucson, ARIZONA; EDUCATION; Lecturer of Finance; 06/2017 TO PRESENT; 160 HOURS PER MONTH, 9 MONTHS PER YEAR DURING TRADING HOURS; TEACH FINANCE TO COLLEGE STUDENTS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew John Haertzen's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2020

Experience

Current

September 26, 2022 - Present

CORNERSTONE PORTFOLIO RESEARCH

RIA

CRD#: 315130

Oro Valley, AZ

Past

May 4, 2018 - July 5, 2022

WT WEALTH MANAGEMENT, LLC

RIA

CRD#: 169566

Flagstaff, AZ

Past

December 18, 2012 - March 16, 2018

FOUR PEAKS WEALTH MANAGEMENT, LLC

RIA

CRD#: 165891

FLAGSTAFF, AZ

Past

April 3, 2006 - May 3, 2007

GREENHILL COGENT, LP

CRD#: 123917

DALLAS, TX

Past

November 28, 2000 - March 19, 2001

WELLS FARGO SECURITIES INC.

CRD#: 17438

SAN FRANCISCO, CA

Past

December 16, 1996 - March 5, 1999

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

December 16, 1996 - March 5, 1999

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CORNERSTONE PORTFOLIO RESEARCH

BALIS ENTERPRISES LLC | CORNERSTONE PORTFOLIO RESEARCH

CRD#: 315130 / SEC#: 801-121634

RIA

Registered Investment Advisory firm - (6/25/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(9/26/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

Series 7

Date: 3/31/2006

General Securities Representative Examination

Current Firm

CORNERSTONE PORTFOLIO RESEARCH

BALIS ENTERPRISES LLC | CORNERSTONE PORTFOLIO RESEARCH

CRD#: 315130 / SEC#: 801-121634

RIA

Registered Investment Advisory firm - (6/25/2021 Approved)

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Contact information

Main Address

Chester Springs, PA

Mailing Address

Phone number

(484) 631-3684

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

DISCLOSURE CORNERSTONE PORTFOLIO RESEARCH (2/18/2025)

Regulatory assets under management

Total Number of Accounts	4,995
AUM (Assets Under Management)	$ 1,848,592,587

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Matthew J. Haertzen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew John Haertzen's CRS (Customer Relationship Summary).

Certified licenses

Experience

CORNERSTONE PORTFOLIO RESEARCH

WT WEALTH MANAGEMENT, LLC

FOUR PEAKS WEALTH MANAGEMENT, LLC

GREENHILL COGENT, LP

WELLS FARGO SECURITIES INC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

CORNERSTONE PORTFOLIO RESEARCH

State Registrations and Notice Filings

Exams

Series 7

Date: 3/31/2006

Current Firm

CORNERSTONE PORTFOLIO RESEARCH

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CORNERSTONE PORTFOLIO RESEARCH

TRUST BUT VERIFY

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