Dora I. Justo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dora Iraburo Justo, who also goes by Dora Iraburo, Dora Iraburo Justo, Dora Justo, Dora Iraburo Milner, was a registered financial professional .
Dora is a previously registered financial professional and started their career in finance in 1994. Dora had worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 19, 2013 - January 15, 2020
U.S. BANCORP INVESTMENTS, INC.
February 27, 2008 - October 22, 2012
KEY INVESTMENT SERVICES LLC
March 29, 1999 - January 3, 2007
BANCWEST INVESTMENT SERVICES, INC.
January 28, 1999 - April 6, 1999
MUTUAL SECURITIES, INC.
October 25, 1994 - April 13, 1998
FIMCO SECURITIES GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
What does exam status mean?
Series 6
Passed: 10/24/1994
Current Firm
U.S. BANCORP INVESTMENTS, INC.
CRD#: 17868 / SEC#: 801-68122, 8-35359
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| U.S. BANCORP | SOLE SHAREHOLDER | |
| BEJASA, EILEEN | CHIEF OPERATIONS OFFICER AND DIRECTOR | 7002808 |
| CHOKSHI, KIRIT VINOD | DIRECTOR | 1849164 |
| CLARK, SHANNON KEITH | CHIEF FINANCIAL OFFICER AND DIRECTOR | 5829700 |
| CLARK, VANESSA L | CHIEF LEGAL OFFICER | 6563101 |
| DONNELLY, SHANNON MCCRARY | SENIOR VICE PRESIDENT AND CHIEF ADMINISTRATIVE OFFICER | 2429382 |
| NAMJOSHI, NITIN SUHAS | DIRECTOR | 5902293 |
| SALSTROM, KYLE NORMAN | CHIEF COMPLIANCE OFFICER AND DIRECTOR | 5025315 |
| SCHUMER, RONALD EDWARD | DIRECTOR | 2671949 |
| SCOTT, GEORGE MAULDIN III | DIRECTOR | 4902301 |
| WHANG, JAMES | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2737019 |
Regulatory assets under management
| Total Number of Accounts | 65,208 |
| AUM (Assets Under Management) | $ 22,940,857,825 |
Disclosures
| Regulatory Event | 16 |
| Arbitration | 13 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/17/2025 | ||
| 12/19/2024 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
