Neil J. Meldgin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Neil Joseph Meldgin, who also goes by Neil J Meldgin, was a registered financial professional .
Neil is a previously registered financial professional and started their career in finance in 1993. Neil had worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 8, 2009 - June 24, 2015
LEGEND ADVISORY, LLC
December 8, 2009 - June 24, 2015
LEGEND EQUITIES CORPORATION
July 14, 2009 - December 9, 2009
WADDELL & REED
July 14, 2009 - December 9, 2009
WADDELL & REED
July 14, 2008 - February 17, 2009
COUNTRY CAPITAL MANAGEMENT COMPANY
January 3, 2007 - March 17, 2008
LINCOLN INVESTMENT
January 3, 2007 - March 17, 2008
LINCOLN INVESTMENT
May 4, 2006 - January 5, 2007
EQUITABLE ADVISORS, LLC
October 26, 2005 - November 2, 2005
CHASE INVESTMENT SERVICES CORP.
July 21, 2005 - November 2, 2005
CHASE INVESTMENT SERVICES CORP.
September 24, 2004 - April 26, 2005
FIFTH THIRD SECURITIES, INC.
January 16, 2003 - October 12, 2004
CAMBRIDGE INVESTMENT RESEARCH, INC.
October 12, 2001 - October 22, 2001
IDS LIFE INSURANCE COMPANY
October 12, 2001 - October 22, 2001
AMERIPRISE FINANCIAL SERVICES, LLC
March 14, 2000 - July 19, 2001
EDWARD JONES
November 11, 1993 - December 31, 1994
PFS INVESTMENTS INC.
State Registrations and Notice Filings
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Exams
Current Firm
LEGEND ADVISORY, LLC
CRD#: 104761 / SEC#: 801-13887
Contact information
Red Flags
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