BH
Bradley O. Hardy
HARDY & HARDY CO LLC
Lima, OH 45806
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CRD#: 2405534
BH
Professional summary
Bradley Owen Hardy, who also goes by Brad Hardy, Bradley O Hardy, is a registered financial advisor currently at HARDY & HARDY CO LLC located in Lima, Ohio and LPL FINANCIAL LLC located in Lima, Ohio.
Bradley is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Bradley has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Brad Hardy | Bradley O Hardy
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 07/27/2023 - Non-Variable Insurance - Selling: Fixed Annuities - Ohio National - OH 45806 - Investment related - 1 Hour per month - Start date: 05/01/1993. 2) 07/27/2023 - Hardy & Hardy Co, LLC - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 20 Hours per month. 3) 07/27/2023 - JENCO - Real Estate Rental - owner - Oh 45806 - Investment related - Start date: 04/01/2011. 4) 07/27/2023 - Public Notary - OH 45806 - Investment related - Start date: 05/13/1996. 5) 07/27/2023 - H&H Retirement Services - Third Party Administrator (TPA) - Role: administrator compliance - OH 45806 - Investment related - 40 Hours per month - Start date: 09/01/1994. 6) 08/08/2023 - Hardy & Hardy Co LLC - Investment Related - At Reportable Business Location - Registered Investment Advisor Hybrid IAR - Start Date 09/01/2007 - 140 Hours Per Month 8 Hours During Trading - I provide investment advisory services through Hardy & Hardy Co, LLC, an independent investment advisor firm. I started this business activity in 8/2023. I expect to spend approximately 140 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
CRS (Client Relationship Summary) - RIA
Click below to view Bradley Owen Hardy's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 13, 2007 - Present
HARDY & HARDY CO LLC
Office #1: 3605 Shawnee Road, Lima, OH 45806Office #2: 3605 Shawnee Road, Lima, OH 45806RIA
CRD#: 145088
Lima, OH
Current
August 1, 2023 - Present
LPL FINANCIAL LLC
Office #1: 3605 Shawnee Road, Lima, OH 45806RIA
BD
CRD#: 6413
Lima, OH
Past
February 13, 2002 - August 2, 2023
THE O.N. EQUITY SALES COMPANY
BD
CRD#: 2936
LIMA, OH
Past
March 1, 1996 - February 21, 2002
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
SPRINGFIELD, MA
Past
October 12, 1993 - March 1, 1996
G. R. PHELPS & CO., INC.
BD
CRD#: 173
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
H&
HARDY & HARDY CO LLC
HARDY & HARDY CO LLC | HARDY, BRADLEY OWEN
CRD#: 145088 / SEC#: 801-129299
RIA
Registered Investment Advisory firm - (3/29/2024 Approved)Ohio
Registered Investment Advisory firm - (4/25/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(8/10/2023)
RR
California(8/1/2023)
RR
Florida(8/1/2023)
RR
Kentucky(8/1/2023)
RR
Michigan(8/1/2023)
IAR
Ohio(9/13/2007)
RR
Ohio(8/1/2023)
RR
Tennessee(8/1/2023)
RR
Virginia(8/1/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
H&
HARDY & HARDY CO LLC
HARDY & HARDY CO LLC | HARDY, BRADLEY OWEN
CRD#: 145088 / SEC#: 801-129299
RIA
Registered Investment Advisory firm - (3/29/2024 Approved)Ohio
Registered Investment Advisory firm - (4/25/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3605 Shawnee Road, Lima, OH 45806
Mailing Address
Phone number
(419) 998-8955
Established
Firm type
Fiscal year end
# of Employees
2
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 324 |
| AUM (Assets Under Management) | $ 251,816,694 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
HARDY & HARDY CO LLC
CRD#: 145088Lima, OH 45806TRUST BUT VERIFY
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