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JM

John S. Muirhead

KEMA PARTNERS LLC
Mill Valley, CA 94941
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CRD#: 2405529
JM

Professional summary


John Scott Muirhead IV is a registered financial professional currently at KEMA PARTNERS LLC located in Mill Valley, California.

John is registered as a RR (Registered Representative) and started their career in finance in 1993. John has worked at 5 firms and has passed the Series 63, Series 7, Series 10 and Series 9 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view John Scott Muirhead IV's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

September 16, 2020 - Present

KEMA PARTNERS LLC

Office #1: 309 Laverne Ave., Mill Valley, CA 94941
BD
CRD#: 143752
Mill Valley, CA
Past

January 5, 2012 - April 7, 2016

APOLLO GLOBAL SECURITIES, LLC

BD
CRD#: 153502
NEW YORK, NY
Past

March 3, 2010 - February 16, 2011

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
SAN FRANCISCO, CA
Past

May 1, 2001 - July 10, 2008

J.P. MORGAN SECURITIES INC.

BD
CRD#: 18718
NEW YORK, NY
Past

June 20, 2000 - May 1, 2001

JPMSI

BD
CRD#: 15733
NEW YORK, NY
Past

November 3, 1993 - March 18, 1999

JPMSI

BD
CRD#: 15733
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(9/17/2020)
RR
Colorado
(11/13/2024)
RR
District of Columbia
(11/13/2024)
RR
Florida
(12/17/2020)
RR
Georgia
(3/30/2022)
RR
New York
(12/18/2020)
RR
Ohio
(11/13/2024)

Exams


State Security Law Exam
RR
Series 63
Date: 9/14/2020
Uniform Securities Agent State Law Examination
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


KP
KEMA PARTNERS LLC
360 ADVISORY GROUP | WESTCAPE ADVISORS | VARANDUS PARTNERS | KEMA PARTNERS LLC | INVERNESS ADVISORS | ESW ADVISORS | ESC ADVISORS | ELECTA CAPITAL PARTNERS | CAPITALAXON | BROADLEAF CAPITAL

CRD#: 143752 / SEC#: , 8-67600

BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
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Contact information


Main Address
309 Laverne Ave., Mill Valley, CA 94941
Mailing Address
309 Laverne Ave., Mill Valley, CA 94941
Phone number
(415) 383-4743
Established
California since 11/16/2006
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (22 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
CANN, HOWARD WHEELER IIIMANAGING PARTNER, CFO, FINOP
CANN, PETER TAYLORMANAGING PARTNER, CHIEF COMPLIANCE OFFICER4543062
CANN, MICHAEL GRANTPARTNER

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


KEMA PARTNERS LLC

CRD#: 143752Mill Valley, CA 94941

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