Troy M. Guerrette

GUIDANCE POINT RETIREMENT SERVICES

Portland, ME 04101

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CRD#: 2405417

Professional summary

Troy Michael Guerrette, AIF®, ChFC®, CLU® is a registered financial advisor currently at GUIDANCE POINT RETIREMENT SERVICES, LLC located in Portland, Maine.

Troy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Troy has worked at 5 firms and has passed the Series 63, Series 7TO, SIE, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Troy Michael Guerrette's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

ChFC^®

Chartered Financial Consultant

CLU^®

Chartered Life Underwriter

Experience

Current

April 18, 2025 - Present

GUIDANCE POINT RETIREMENT SERVICES, LLC

Office #1: 136 Commercial Street Suite 301, Portland, ME 04101

RIA

CRD#: 161000

Portland, ME

Past

May 1, 2024 - March 27, 2025

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CRD#: 145

RADNOR, PA

Past

September 28, 2011 - May 1, 2024

OSAIC FA, INC.

CRD#: 3978

CONCORD, NH

Past

November 11, 2009 - December 31, 2012

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CRD#: 145

CONCORD, NH

Past

October 10, 2007 - September 13, 2011

OSAIC FA, INC.

CRD#: 3978

FORT WAYNE, IN

Past

December 8, 2006 - October 29, 2007

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CRD#: 145

CONCORD, NH

Past

January 22, 1997 - June 19, 2006

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

October 1, 1996 - December 11, 2006

OSAIC FA, INC.

CRD#: 3978

REDMOND, WA

Past

November 22, 1993 - October 1, 1996

UNUM SALES CORPORATION

CRD#: 5406

PORTLAND, ME

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GUIDANCE POINT RETIREMENT SERVICES, LLC

CRD#: 161000 / SEC#: 801-73184

RIA

Registered Investment Advisory firm - (2/22/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maine
(4/18/2025)

IAR

New Hampshire
(4/18/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 11/9/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 1/13/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 11/18/1993

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 2/11/1997

Investment Company Products/Variable Contracts Principal Examination

Current Firm

GUIDANCE POINT RETIREMENT SERVICES, LLC

CRD#: 161000 / SEC#: 801-73184

RIA

Registered Investment Advisory firm - (2/22/2012 Approved)

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Contact information

Main Address

136 Commercial Street Suite 301, Portland, ME 04101

Mailing Address

Phone number

(207) 358-3099

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (3/25/2025)

Regulatory assets under management

Total Number of Accounts	6
AUM (Assets Under Management)	$ 62,861,825

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Troy M. Guerrette

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Troy Michael Guerrette's CRS (Customer Relationship Summary).

Certified licenses

Experience

LINCOLN FINANCIAL DISTRIBUTORS, INC.

OSAIC FA, INC.

LINCOLN FINANCIAL DISTRIBUTORS, INC.

OSAIC FA, INC.

LINCOLN FINANCIAL DISTRIBUTORS, INC.

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

UNUM SALES CORPORATION

Primary Firm SEC Registration

GUIDANCE POINT RETIREMENT SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 11/9/1995

Series 7TO

Date: 1/13/2023

SIE

Date: 10/1/2018

Series 6

Date: 11/18/1993

Series 26

Date: 2/11/1997

Current Firm

GUIDANCE POINT RETIREMENT SERVICES, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GUIDANCE POINT RETIREMENT SERVICES, LLC

TRUST BUT VERIFY

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