John G. Hohweiler

FORESIDE FUND SERVICES

Baltimore, MD 21202

Some features on this profile are disabled

CRD#: 2405317

Professional summary

John George Hohweiler, who also goes by John G Hohweiler, John Hohweiler, is a registered financial professional currently at FORESIDE FUND SERVICES, LLC located in Baltimore, Maryland.

John is registered as a RR (Registered Representative) and started their career in finance in 1993. John has worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

John G Hohweiler | John Hohweiler

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John George Hohweiler's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 18, 2019 - Present

FORESIDE FUND SERVICES, LLC

Office #1: 400 E. Pratt Street Suite 720, Baltimore, MD 21202

CRD#: 46106

Baltimore, MD

Past

November 30, 2017 - June 27, 2019

B. RILEY SECURITIES, INC.

CRD#: 25027

Baltimore, MD

Past

July 10, 2017 - November 30, 2017

B. RILEY & CO., LLC

CRD#: 40355

Baltimore, MD

Past

March 12, 2009 - July 18, 2017

B. RILEY WEALTH MANAGEMENT

CRD#: 2543

BALTIMORE, MD

Past

February 7, 2006 - March 12, 2009

STANFORD GROUP COMPANY

CRD#: 39285

WASHINGTON, DC

Past

January 23, 2002 - February 8, 2006

DAVENPORT & COMPANY LLC

CRD#: 1588

WASHINGTON, DC

Past

November 1, 1999 - November 13, 2001

TUCKER ANTHONY INCORPORATED

CRD#: 837

BOSTON, MA

Past

May 3, 1999 - November 1, 1999

CLEARY GULL INC.

CRD#: 45309

MILWAUKEE, WI

Past

October 28, 1993 - May 3, 1999

TUCKER ANTHONY INCORPORATED

CRD#: 837

BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(7/24/2020)

California
(7/24/2020)

District of Columbia
(9/18/2019)

Florida
(7/24/2020)

Maryland
(9/18/2019)

New York
(7/24/2020)

Ohio
(7/24/2020)

Pennsylvania
(9/18/2019)

Texas
(7/24/2020)

Virginia
(9/18/2019)

Exams

State Security Law Exam

Series 63

Date: 11/9/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/27/1993

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

FORESIDE FUND SERVICES, LLC

FORESIDE FUND SERVICES, LLC | FORUM FUND SERVICES, LLC

CRD#: 46106 / SEC#: , 8-51293

Broker-Dealer Firm Regulated by FINRA (Boston district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

190 Middle Street Suite 301, Portland, ME 04101

Mailing Address

190 Middle Street Suite 301, Portland, ME 04101

Phone number

(207) 553-7110

Established

Delaware since 09/08/1998

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
FORESIDE DISTRIBUTORS, LLC	SOLE MEMBER
COWAN, TERESA MARIA KAZMIERSKI	PRES/MANAGER/DIRECTOR	1544189
EDELMAN, GABRIEL	SECRETARY	6654419
LA FOND, SUSAN LORENE	TREASURER	4512785
LANZA, CHRISTOPHER CONTE	VICE PRESIDENT	2184856
MACCHIA, KATE SCHENDEL	VICE PRESIDENT	4863973
SOMMERS, WESTON	CFO/FINOP	5290145
STROUT, ALICIA KIMBERLY	CHIEF COMPLIANCE OFFICER/VICE PRESIDENT	6320351

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Brian Mckinney

COMMONWEALTH FINANCIAL NETWORK

IAR

Columbia, MD

Gary Williams

COMMONWEALTH FINANCIAL NETWORK

IAR

Columbia, MD

Lawrence Leitch

LPL FINANCIAL LLC

IAR

TOWSON, MD

We're Here To Help

Advisor Monitoring

Firm Stability Insights

John G. Hohweiler

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John George Hohweiler's CRS (Customer Relationship Summary).

Certified licenses

Experience

B. RILEY SECURITIES, INC.

B. RILEY & CO., LLC

B. RILEY WEALTH MANAGEMENT

STANFORD GROUP COMPANY

DAVENPORT & COMPANY LLC

TUCKER ANTHONY INCORPORATED

CLEARY GULL INC.

TUCKER ANTHONY INCORPORATED

State Registrations and Notice Filings

Exams

Series 63

Date: 11/9/1993

SIE

Date: 10/1/2018

Series 7

Date: 10/27/1993

FINRA

Current Firm

FORESIDE FUND SERVICES, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

FORESIDE FUND SERVICES, LLC

TRUST BUT VERIFY

Similar Advisors