PB
Peter Beljakovic
B. RILEY WEALTH MANAGEMENT
RED BANK, NJ 07701
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CRD#: 2405162
PB
Professional summary
Peter Beljakovic is a registered financial professional currently at B. RILEY WEALTH MANAGEMENT located in Red Bank, New Jersey.
Peter is registered as a RR (Registered Representative) and started their career in finance in 1994. Peter has worked at 12 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 10, Series 9 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Peter Beljakovic's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 24, 2022 - Present
B. RILEY WEALTH MANAGEMENT
Office #1: 10 Broad Street Suite 203/303, Red Bank, NJ 07701BD
CRD#: 2543
RED BANK, NJ
Past
February 13, 2012 - December 19, 2012
VFINANCE INVESTMENTS, INC
BD
CRD#: 44962
NEW YORK, NY
Past
August 30, 2010 - July 22, 2022
NATIONAL SECURITIES CORPORATION
BD
CRD#: 7569
NEW YORK, NY
Past
May 30, 2008 - May 20, 2010
NATIONAL SECURITIES CORPORATION
BD
CRD#: 7569
NEW YORK, NY
Past
February 16, 2007 - June 6, 2008
GUNNALLEN FINANCIAL, INC
BD
CRD#: 17609
STATEN ISLAND, NY
Past
July 24, 2000 - February 16, 2007
JOSEPH STEVENS & CO., INC.
BD
CRD#: 35459
NEW YORK, NY
Past
April 13, 1999 - July 20, 2000
GRADY AND HATCH & COMPANY, INC.
BD
CRD#: 14262
STATEN ISLAND, NY
Past
July 20, 1998 - November 24, 1998
J. P. GIBBONS & CO., INC.
BD
CRD#: 38850
NEW YORK, NY
Past
May 1, 1998 - July 27, 1998
ITRADEDIRECT.COM CORP
BD
CRD#: 18281
BOCA RATON, FL
Past
April 19, 1996 - July 16, 1996
QUANTUM GROUP, LTD.
BD
CRD#: 33615
SLOATSBURG, NY
Past
April 8, 1996 - December 23, 1997
JOSEPH STEVENS & CO., INC.
BD
CRD#: 35459
BROOKLYN, NY
Past
December 4, 1995 - March 7, 1996
FIRST METROPOLITAN SECURITIES, INC.
BD
CRD#: 7594
NEW YORK, NY
Past
March 14, 1995 - October 12, 1995
MEYERS POLLOCK ROBBINS, INC.
BD
CRD#: 13436
NEW YORK, NY
Past
September 26, 1994 - January 9, 1995
COMMONWEALTH ASSOCIATES
BD
CRD#: 20833
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/24/2022)
RR
Alaska(7/22/2022)
RR
Arizona(2/24/2022)
RR
Arkansas(2/24/2022)
RR
California(2/24/2022)
RR
Colorado(2/24/2022)
RR
Connecticut(2/25/2022)
RR
Delaware(2/24/2022)
RR
District of Columbia(2/24/2022)
RR
Florida(2/24/2022)
RR
Georgia(2/24/2022)
RR
Hawaii(2/24/2022)
RR
Idaho(2/24/2022)
RR
Illinois(2/24/2022)
RR
Indiana(7/22/2022)
RR
Iowa(2/24/2022)
RR
Kansas(2/24/2022)
RR
Kentucky(2/24/2022)
RR
Louisiana(2/24/2022)
RR
Maine(2/24/2022)
RR
Maryland(2/24/2022)
RR
Massachusetts(7/22/2022)
RR
Michigan(2/24/2022)
RR
Minnesota(2/24/2022)
RR
Mississippi(2/24/2022)
RR
Missouri(2/24/2022)
RR
Montana(2/24/2022)
RR
Nebraska(7/22/2022)
RR
Nevada(7/22/2022)
RR
New Hampshire(2/24/2022)
RR
New Jersey(2/24/2022)
RR
New Mexico(2/24/2022)
RR
New York(2/24/2022)
RR
North Carolina(7/22/2022)
RR
North Dakota(2/24/2022)
RR
Ohio(2/24/2022)
RR
Oklahoma(2/24/2022)
RR
Oregon(7/22/2022)
RR
Pennsylvania(7/22/2022)
RR
Puerto Rico(2/24/2022)
RR
Rhode Island(2/24/2022)
RR
South Carolina(2/24/2022)
RR
South Dakota(2/24/2022)
RR
Tennessee(2/24/2022)
RR
Texas(2/24/2022)
RR
Utah(7/22/2022)
RR
Vermont(2/24/2022)
RR
Virgin Islands(2/24/2022)
RR
Virginia(7/22/2022)
RR
Washington(2/24/2022)
RR
West Virginia(7/22/2022)
RR
Wisconsin(2/24/2022)
RR
Wyoming(2/24/2022)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
B. RILEY WEALTH MANAGEMENT
B RILEY WEALTH | WUNTRADE | WUNDERLICH SECURITIES, INC. | WUNDERLICH SECURITIES | WUNDERLICH | FUNDAMENTAL CAPITAL MARKETS | FUNDAMENTAL BROKERS INTER-DEALER | FIDUCIARY FINANCIAL SERVICES WEALTH MANAGEMENT (FFS) | DOMINICK & DOMINICK | CAPITAL SECURITIES OF AMERICA | B. RILEY WEALTH MANAGEMENT, INC. | B. RILEY WEALTH MANAGEMENT | B. RILEY WEALTH | B RILEY WEALTH MANAGEMENT, INC. | B RILEY WEALTH MANAGEMENT | B RILEY WEALTH ADVISORS
CRD#: 2543 / SEC#: 801-67275, 8-31206
BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
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Contact information
Main Address
40 South Main Suite 1800, Memphis, TN 38103
Mailing Address
40 South Main Suite 1600, Memphis, TN 38103
Phone number
(901) 251-1330
Established
Tennessee since 01/10/1992
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
250
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| B. RILEY WEALTH MANAGEMENT HOLDINGS, INC. | DIRECT OWNER | |
| BONNEMA, STEPHEN JOSEPH | CHIEF ADMINISTRATIVE OFFICER | 2229865 |
| MULLEN, MICHAEL ANTHONY | CHIEF EXECUTIVE OFFICER | 1428116 |
| ORTEGA, DANIEL | CHIEF COMPLIANCE OFFICER | 3095215 |
| SWAIN, MARY ANN NELL | CHIEF FINANCIAL OFFICER | 6484916 |
| ZANONE, PHILIP RICHARD JR | CHIEF OPERATING OFFICER | 2135221 |
Regulatory assets under management
| Total Number of Accounts | 9,621 |
| AUM (Assets Under Management) | $ 4,118,839,755 |
Disclosures
| Regulatory Event | 18 |
| Arbitration | 4 |
| Bond | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/28/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
