Drew R. Sweeney
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Drew Richard Sweeney was a registered financial professional .
Drew is a previously registered financial professional and started their career in finance in 1993. Drew had worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 24, 2011 - January 20, 2015
BRADFORD & MARZEC, LLC
October 1, 1999 - May 23, 2001
WELLS FARGO CLEARING SERVICES, LLC
October 20, 1998 - October 1, 1999
FIRST UNION CAPITAL MARKETS CORP.
January 6, 1995 - June 27, 1996
WELLS FARGO CLEARING SERVICES, LLC
April 5, 1994 - August 13, 1995
UBS FINANCIAL SERVICES INC.
December 9, 1993 - January 24, 1994
WALFORD & COMPANY, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
BRADFORD & MARZEC, LLC
CRD#: 105654 / SEC#: 801-20778
Contact information
Red Flags
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