Erik R. Preus

ENVESTNET RETIREMENT SOLUTIONS

MAPLE GROVE, MN

Some features on this profile are disabled

CRD#: 2404788

Professional summary

Erik Robert Preus is a registered financial advisor currently at ENVESTNET RETIREMENT SOLUTIONS, LLC located in Maple Grove, Minnesota.

Erik is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Erik has worked at 10 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Erik Robert Preus's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 2, 2023 - Present

ENVESTNET RETIREMENT SOLUTIONS, LLC

RIA

CRD#: 171570

MAPLE GROVE, MN

Past

June 1, 2010 - July 5, 2012

RBC CAPITAL MARKETS, LLC

RIA

CRD#: 31194

MINNEAPOLIS, MN

Past

May 27, 2010 - July 5, 2012

RBC CAPITAL MARKETS, LLC

CRD#: 31194

MINNEAPOLIS, MN

Past

May 11, 2006 - May 27, 2010

TAMARACK DISTRIBUTORS INC.

CRD#: 11181

MINNEAPOLIS, MN

Past

April 19, 2005 - May 10, 2006

RBC CAPITAL MARKETS, LLC

RIA

CRD#: 31194

MINNEAPOLIS, MN

Past

June 28, 2004 - May 10, 2006

RBC CAPITAL MARKETS, LLC

CRD#: 31194

NEW YORK, NY

Past

April 16, 2004 - June 30, 2004

TAMARACK DISTRIBUTORS INC.

CRD#: 11181

MINNEAPOLIS, MN

Past

January 17, 2003 - April 29, 2004

RBC CAPITAL MARKETS, LLC

CRD#: 31194

NEW YORK, NY

Past

January 15, 2002 - September 10, 2002

ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC

CRD#: 25567

NEW YORK, NY

Past

June 2, 2000 - January 25, 2002

NICHOLAS-APPLEGATE SECURITIES LLC

CRD#: 31205

SAN DIEGO, CA

Past

January 29, 2000 - May 17, 2000

DELAWARE DISTRIBUTORS, L.P.

CRD#: 14232

PHILADELPHIA, PA

Past

February 1, 1999 - May 10, 1999

VOYA INVESTMENTS DISTRIBUTOR, LLC

CRD#: 37886

WINDSOR, CT

Past

July 27, 1998 - January 29, 1999

NICHOLAS-APPLEGATE SECURITIES LLC

CRD#: 31205

SAN DIEGO, CA

Past

February 6, 1997 - May 29, 1998

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

February 6, 1997 - May 29, 1998

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Past

December 21, 1993 - November 28, 1995

SEI INVESTMENTS DISTRIBUTION CO.

CRD#: 10690

OAKS, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ENVESTNET RETIREMENT SOLUTIONS, LLC

ENVESTNET CAPITAL MANAGEMENT | ERS | ENVESTNET WORKPLACE FIDUCIARY SOLUTIONS | ENVESTNET RETIREMENT SOLUTIONS, LLC

CRD#: 171570 / SEC#: 801-79855

RIA

Registered Investment Advisory firm - (4/28/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(8/2/2023)

IAR

Minnesota
(8/2/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/1/1994

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/21/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/20/1993

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/3/2001

General Securities Principal Examination

Current Firm

ENVESTNET RETIREMENT SOLUTIONS, LLC

ENVESTNET CAPITAL MANAGEMENT | ERS | ENVESTNET WORKPLACE FIDUCIARY SOLUTIONS | ENVESTNET RETIREMENT SOLUTIONS, LLC

CRD#: 171570 / SEC#: 801-79855

RIA

Registered Investment Advisory firm - (4/28/2014 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

222 N. Lasalle St., Suite 625, Chicago, IL 60601

Mailing Address

1000 Chesterbrook Boulevard, Suite 250, Berwyn, PA 19312

Phone number

+1 (866) 318-4015

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ENVESTNET RETIREMENT SOLUTIONS, LLC FORM ADV PART 2A (7/1/2025)

Regulatory assets under management

Total Number of Accounts	4,663
AUM (Assets Under Management)	$ 14,513,644,919

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Erik R. Preus

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Erik Robert Preus's CRS (Customer Relationship Summary).

Certified licenses

Experience

RBC CAPITAL MARKETS, LLC

RBC CAPITAL MARKETS, LLC

TAMARACK DISTRIBUTORS INC.

RBC CAPITAL MARKETS, LLC

RBC CAPITAL MARKETS, LLC

TAMARACK DISTRIBUTORS INC.

RBC CAPITAL MARKETS, LLC

ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC

NICHOLAS-APPLEGATE SECURITIES LLC

DELAWARE DISTRIBUTORS, L.P.

VOYA INVESTMENTS DISTRIBUTOR, LLC

NICHOLAS-APPLEGATE SECURITIES LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

SEI INVESTMENTS DISTRIBUTION CO.

Primary Firm SEC Registration

ENVESTNET RETIREMENT SOLUTIONS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/1/1994

Series 63

Date: 12/21/1993

Series 7

Date: 12/20/1993

Series 24

Date: 10/3/2001

Current Firm

ENVESTNET RETIREMENT SOLUTIONS, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ENVESTNET RETIREMENT SOLUTIONS, LLC

TRUST BUT VERIFY

Similar Advisors