Anthony D. Steffan

HS WEALTH PARTNERS

Franklin, TN

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CRD#: 2404745

Professional summary

Anthony Drew Steffan, CFP®, who also goes by Tony Steffan, is a registered financial advisor currently at HS WEALTH PARTNERS located in Franklin, Tennessee.

Anthony is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Anthony has worked at 6 firms and has passed the Series 63, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tony Steffan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Licensed Insurance Agent; Not investment-related; 316 Osuna Road N.E., Suite 400, Albuquerque, NM 87107; Insurance Sales; Implementation of Insurance Recommendations; Approx. 5% of time during the month.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony Drew Steffan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2011

Experience

Current

May 9, 2024 - Present

HS WEALTH PARTNERS

RIA

CRD#: 330640

Franklin, TN

Past

November 30, 2017 - May 17, 2024

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

Albuquerque, NM

Past

November 30, 2017 - May 17, 2024

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

Albuquerque, NM

Past

November 7, 2008 - December 11, 2017

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

ALBUQUERQUE, NM

Past

November 7, 2008 - December 11, 2017

UBS FINANCIAL SERVICES INC.

CRD#: 8174

ALBUQUERQUE, NM

Past

April 2, 2007 - November 11, 2008

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

ALBUQUERQUE, NM

Past

April 2, 2007 - November 11, 2008

MORGAN STANLEY & CO. LLC

CRD#: 8209

ALBUQUERQUE, NM

Past

July 30, 1998 - April 2, 2007

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

ALBUQUERQUE, NM

Past

June 18, 1998 - April 2, 2007

MORGAN STANLEY DW INC.

CRD#: 7556

ALBUQUERQUE, NM

Past

November 16, 1993 - March 11, 1996

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HS WEALTH PARTNERS

HS WEALTH PARTNERS | TIGEROAK MANAGEMENT, LLC

CRD#: 330640 / SEC#: 801-129998

RIA

Registered Investment Advisory firm - (5/6/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Tennessee
(5/9/2024)

IAR

Texas
(5/9/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/16/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 6/20/2003

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 6/9/1998

General Securities Representative Examination

Current Firm

HS WEALTH PARTNERS

HS WEALTH PARTNERS | TIGEROAK MANAGEMENT, LLC

CRD#: 330640 / SEC#: 801-129998

RIA

Registered Investment Advisory firm - (5/6/2024 Approved)

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Contact information

Main Address

25 Music Square East Suite 200, Nashville, TN 37203

Mailing Address

Phone number

(505) 361-2223

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HS WEALTH PARTNERS DISCLOSURE BROCHURE (8/4/2025)

Regulatory assets under management

Total Number of Accounts	578
AUM (Assets Under Management)	$ 397,587,843

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Anthony D. Steffan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony Drew Steffan's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

HS WEALTH PARTNERS

State Registrations and Notice Filings

Exams

Series 63

Date: 6/16/1998

SIE

Date: 10/1/2018

Series 31

Date: 6/20/2003

Series 7

Date: 6/9/1998

Current Firm

HS WEALTH PARTNERS

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HS WEALTH PARTNERS

TRUST BUT VERIFY

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