MR
Martha E. Rosner
VICUS CAPITAL
Watertown, NY 13601
Some features on this profile are disabled
CRD#: 2404490
MR
Professional summary
Martha Elizabethann Rosner, ChFC®, who also goes by Martha Elizabethann Brown, Martha E Melberg, Mea Elizabethann Melberg, Mea Melberg, Martha Elizabethann Melberg-rosner, Mea Elizabethann Melberg-rosner, is a registered financial advisor currently at VICUS CAPITAL, INC. located in Watertown, New York and CETERA WEALTH SERVICES, LLC located in Watertown, New York.
Martha is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Martha has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Martha Elizabethann Brown | Martha E Melberg | Mea Elizabethann Melberg | Mea Melberg | Martha Elizabethann Melberg-Rosner | Mea Elizabethann Melberg-Rosner
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 12/08, APX NUMBER OF HOURS PER WEEK: 5, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG TERM CARE; 2) VICUS CAPITAL, INC., INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, OUTSIDE RIA - ADVISORY BUSINESS, START 01/2007, 2HRS/WK (TRADING HOURS), INVESTMENT ADVISOR REPRESENTATIVE; 3) NAME OF OTHER BUSINESS: JJ COASTAL VACATIONS ; INVESTMENT RELATED: NO ; ADDRESS: 1303 SOUNDVIEW TRAIL, GULF BREEZE, FL 32561 ; NATURE OF BUSINESS: VACATION RENTAL PROPERTY ; START DATE: 03/2019 ; POSITION/TITLE/RELATIONSHIP: OWNER/ PROPERTY MANAGER ; APX NUMBER OF HOURS PER WEEK: 8-10 ; APX NUMBER OF HOURS DURING TRADING HOURS: NONE ; BRIEF DESCRIPTION OF DUTIES: MANAGING SEVERAL PROPERTIES AND MANAGE ALL FINANCIAL RESPONSIBILITIES MOST IMPORTANTLY RENTING ; 4) OWNER, DBA ROSNER FINANCIAL GROUP, ALL BUSINESS NORMALLY PROVIDED BY FINANCIAL REPRESENTATIVES, BEGAN 01/2008, 45HRS/WKDY ONLY; 5) NAME OF OTHER BUSINESS: RENTLAKEPLACID LLC ; INVESTMENT RELATED: NO ; ADDRESS: 2577 MAIN ST, LAKE PLACID NY 12946 ; NATURE OF BUSINESS: VACATION RENTAL PROPERTY ; START DATE: 8/2018 ; POSITION/TITLE/RELATIONSHIP: OWNER / MANAGER ; APX NUMBER OF HOURS PER WEEK: 20 ; APX NUMBER OF HOURS DURING TRADING HOURS 20 ; BRIEF DESCRIPTION OF DUTIES: OVERSEE & DIRECT MARKETING, CLIENT MANAGEMENT ; 6) NAME OF OTHER BUSINESS: STAY ADK LLC ; INVESTMENT RELATED: NO ; ADDRESS: 2577 MAIN ST, LAKE PLACID NY 12946 ; NATURE OF BUSINESS: VACATION RENTAL PROPERTY ; START DATE: 12/2019 ; POSITION/TITLE/RELATIONSHIP: OWNER / MANAGER ; APX NUMBER OF HOURS PER WEEK: 20 ; APX NUMBER OF HOURS DURING TRADING HOURS 20 ; BRIEF DESCRIPTION OF DUTIES: OVERSEE & DIRECT MARKETING, CLIENT MANAGEMENT ; 7) NAME OF OTHER BUSINESS: ROSNER FINANCIALS; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: EXPENSE MANAGEMENT; START DATE: 1/2005; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: USED FOR ACCOUNTING & TAX REPORTING - SUBMIT INFO TO ACCOUNTANT FOR ANNUAL TAX RETURNS; 8) NAME OF OTHER BUSINESS: M ROSNER; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 11/2023; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 25; APX NUMBER OF HOURS DURING TRADING HOURS: 25; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 9) NAME OF OTHER BUSINESS: NOTARY PUBLIC COMMISSION; INVESTMENT RELATED: NO ; ADDRESS: SAME AS RESIDENTIAL LOCATION ; NATURE OF BUSINESS: NOTARIZING DOCUMENTS ; START DATE: 2014; POSITION/TITLE/RELATIONSHIP: NOTARY ; APX NUMBER OF HOURS PER WEEK: VARIES ; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: NOTARIZING DOCUMENTS ; 10) NAME OF OTHER BUSINESS: ESSEX COUNTY CONSERVATIVE COMMITTEE; INVESTMENT RELATED: NO; ADDRESS: CROWN PLAZA HOTEL, LAKE PLACID, NY 12946; NATURE OF BUSINESS: BOARD; START DATE: 10/2025; POSITION/TITLE/RELATIONSHIP: VOLUNTEER COMMITTEE MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: ATTEND MEETINGS;
CRS (Client Relationship Summary) - RIA
Click below to view Martha Elizabethann Rosner's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
November 7, 2005 - Present
VICUS CAPITAL, INC.
Office #1: 120 Washington Street, Suite 505, Watertown, NY 13601RIA
CRD#: 116021
Watertown, NY
Current
September 3, 2013 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 120 Washington St Ste 505, Watertown, NY 13601BD
CRD#: 13572
WATERTOWN, NY
Past
November 16, 2001 - September 3, 2013
WALNUT STREET SECURITIES, INC.
BD
CRD#: 15840
WATERTOWN, NY
Past
October 24, 1994 - October 19, 2001
HSBC BROKERAGE (USA) INC.
BD
CRD#: 6956
NEW YORK, NY
Past
October 7, 1993 - November 1, 1994
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VC
VICUS CAPITAL, INC.
PFG FINANCIAL ADVISORS | VICUS CAPITAL, INC. | PFG FINANCIAL ADVISORS NETWORK
CRD#: 116021 / SEC#: 801-60628
RIA
Registered Investment Advisory firm - (10/5/2001 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(8/26/2022)
RR
Colorado(11/9/2018)
RR
Florida(9/3/2013)
RR
Georgia(1/6/2025)
RR
Michigan(11/9/2018)
RR
Nevada(11/27/2019)
RR
New Jersey(7/5/2024)
RR
New York(9/3/2013)
IAR
New York(3/20/2021)
RR
Ohio(7/12/2022)
RR
Pennsylvania(10/9/2025)
RR
Virginia(9/3/2013)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
VC
VICUS CAPITAL, INC.
PFG FINANCIAL ADVISORS | VICUS CAPITAL, INC. | PFG FINANCIAL ADVISORS NETWORK
CRD#: 116021 / SEC#: 801-60628
RIA
Registered Investment Advisory firm - (10/5/2001 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
476 Rolling Ridge Drive Suite 315, State College, PA 16801
Mailing Address
Phone number
(855) 558-4287
Established
Firm type
Fiscal year end
# of Employees
89
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 9,058 |
| AUM (Assets Under Management) | $ 2,574,468,218 |
Red Flags
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