Wilson E. James
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Wilson Emanuel James III, who also goes by Wilson E James III, was a registered financial professional .
Wilson is a previously registered financial professional and started their career in finance in 1993. Wilson had worked at 10 firms and has passed the Series 63 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 19, 2013 - February 18, 2014
TEXAS E&P PARTNERS, INC.
August 10, 2011 - January 2, 2013
GUARDIAN DIRECT ENERGY PROGRAMS, INC.
November 23, 2009 - January 4, 2011
TEXLARK SECURITIES, LLC
September 9, 2009 - November 18, 2009
THE PATRIOT GROUP SECURITIES
January 23, 2003 - January 2, 2004
LONE STAR SECURITIES, INC.
October 10, 2000 - April 5, 2002
LONE STAR SECURITIES, INC.
December 15, 1999 - October 9, 2000
REEF SECURITIES, INC.
June 22, 1999 - November 29, 1999
LONE STAR SECURITIES, INC.
May 12, 1999 - June 17, 1999
BENNETT ROSS, INC.
June 6, 1997 - March 25, 1999
LONE STAR SECURITIES, INC.
August 26, 1996 - April 25, 1997
FIRST TITAN FINANCIAL CORP.
June 2, 1995 - June 13, 1995
U.S. INVESTMENTS, INC.
June 4, 1994 - February 9, 1995
LONE STAR SECURITIES, INC.
November 2, 1993 - December 13, 1993
WELLINGTON ASHFORD CAPITAL, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TEXAS E&P PARTNERS, INC.
CRD#: 127228 / SEC#: , 8-65968
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
