Gregory P. Gunther

THE RETIREMENT OPTIMIZATION GROUP

Honolulu, HI 96815

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CRD#: 2404380

Professional summary

Gregory Paul Gunther, who also goes by Gregory Gunther, is a registered financial advisor currently at THE RETIREMENT OPTIMIZATION GROUP, LLC located in Honolulu, Hawaii.

Gregory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Gregory has worked at 3 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Gregory Gunther

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Island Estate Services; Investment Related; Honolulu, HI; Insurance services and Products; Managing Member/Insurance Agent; 07/2008; 80 Hours/Month and 80 Hours/Month During Trading Hours; Insurance Sales.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Paul Gunther's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 14, 2017 - Present

THE RETIREMENT OPTIMIZATION GROUP, LLC

Office #1: 1888 Kalakaua Ave Suite C312, Honolulu, HI 96815

RIA

CRD#: 286425

Honolulu, HI

Past

June 6, 1994 - December 31, 1996

WMA SECURITIES, INC.

CRD#: 32625

DULUTH, GA

Past

October 28, 1993 - June 6, 1994

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

PHILADELPHIA, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Alaska
(5/27/2020)

IAR

Arizona
(2/11/2022)

IAR

Colorado
(7/29/2024)

IAR

Hawaii
(2/14/2017)

IAR

Maryland
(5/10/2024)

IAR

Texas
(1/13/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/21/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/27/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 10/27/1993

Investment Company Products/Variable Contracts Representative Examination

Current Firm

THE RETIREMENT OPTIMIZATION GROUP, LLC

CRD#: 286425 / SEC#:

Alaska

Registered Investment Advisory firm - (5/22/2020 Approved)

Arizona

Registered Investment Advisory firm - (2/11/2022 Approved)

Colorado

Registered Investment Advisory firm - (7/29/2024 Approved)

Hawaii

Registered Investment Advisory firm - (2/13/2017 Approved)

Maryland

Registered Investment Advisory firm - (5/10/2024 Approved)

Texas

Registered Investment Advisory firm - (1/13/2025 Conditional Restricted)

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Contact information

Main Address

1888 Kalakaua Ave Suite C312, Honolulu, HI 96815

Mailing Address

Phone number

(808) 791-2924

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Gregory P. Gunther

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Paul Gunther's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE RETIREMENT OPTIMIZATION GROUP, LLC

WMA SECURITIES, INC.

TRANSAMERICA FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/21/2016

Series 63

Date: 10/27/1993

Series 6

Date: 10/27/1993

Current Firm

THE RETIREMENT OPTIMIZATION GROUP, LLC

Contact information

Documents

Red Flags

Company Information

THE RETIREMENT OPTIMIZATION GROUP, LLC

TRUST BUT VERIFY

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