RS
Richard D. Steiner
EAGLE STRATEGIES LLC
BIXBY, OK 74008
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CRD#: 2404359
RS
Professional summary
Richard David Steiner is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Bixby, Oklahoma and NYLIFE SECURITIES LLC located in Bixby, Oklahoma.
Richard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Richard has worked at 2 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[INSURANCE BROKERING; APPOINTED WITH VARIOUS OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS.]
[ELITE CIRCLE FINANCIAL SERVICE; SHELL COMPANY CREATED FOR RECORDKEEPING PURPOSES, 13165 B S MEMORIAL, BIXBY, OK 74008. STAR DATE 2008. ROLE, PARTNER, NOT INVESTMENT RELATED. HOURS PER MONTH DEVOTED ON ACTIVITY AS 5. 5 HOURS CONDUCTED DURING THE HOURS OF 9:30EST TO 4:00EST. BUSINESS OWNERSHIP: NAME AND NUMBER OF SHARE HOLDERS AS 2 / PARTNER JOHN HUDSON 50% WACH. 2 EMPLOYEES. TAXABLE INCOME IS 0, THERE ARE NO SUBSIDIARIES. NO REVENUE SHARE WITH ANY OTHER PERSON OR ENTITY]
[STEINER ENTERPRISES LLC; PROVIDING FOR MY GRANDCHILDREN; 6832 E 112TH ST. S. BIXBY OK 74008; START DATE 01/2013; ROLE/TITLE: OWNER; INVESTMENT RELATED; 4 HOURS PER MONTH; 0 HOURS PER MONTH DURING SECURITIES TRADING HOURS]
CRS (Client Relationship Summary) - RIA
Click below to view Richard David Steiner's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 12, 2004 - Present
EAGLE STRATEGIES LLC
Office #1: 13165-b S Memorial, Bixby, OK 74008RIA
CRD#: 110826
BIXBY, OK
Current
November 22, 1993 - Present
NYLIFE SECURITIES LLC
Office #1: 13165-b S Memorial, Bixby, OK 74008BD
CRD#: 5167
Bixby, OK
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(11/19/2012)
RR
Arkansas(8/31/1999)
RR
Colorado(11/17/2006)
RR
Florida(6/19/2019)
RR
Idaho(8/7/2023)
RR
Illinois(4/9/2025)
RR
Iowa(2/19/2015)
RR
Kansas(7/14/1995)
RR
Massachusetts(6/19/2019)
RR
Minnesota(10/19/2009)
RR
Missouri(2/18/1994)
RR
Montana(9/27/2005)
RR
New Hampshire(3/7/2022)
RR
North Carolina(11/12/2010)
RR
Ohio(7/17/2017)
RR
Oklahoma(11/23/1993)
IAR
Oklahoma(1/12/2004)
RR
Oregon(6/21/2017)
RR
Pennsylvania(12/6/2007)
RR
South Carolina(1/8/2010)
RR
Texas(5/17/2001)
IAR
Texas(3/8/2006)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
EAGLE STRATEGIES LLC
CRD#: 110826Bixby, OK 74008TRUST BUT VERIFY
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