Fuad Ahmed
Professional summary
Fuad Ahmed was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Fuad is a previously registered financial professional and started their career in finance in 1994. Prior to being barred, Fuad had worked at 5 firms, which includes SUCCESS TRADE SECURITIES INC., CITIGROUP GLOBAL MARKETS INC., CLEARING SERVICES OF AMERICA INC., STRATTON OAKMONT INC., H.J. MEYERS & CO. INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 15, 1999 - March 31, 2015
SUCCESS TRADE SECURITIES, INC.
March 6, 1997 - August 25, 1998
CITIGROUP GLOBAL MARKETS INC.
November 26, 1996 - January 27, 1997
CLEARING SERVICES OF AMERICA, INC.
October 27, 1994 - November 22, 1996
CITIGROUP GLOBAL MARKETS INC.
July 21, 1994 - September 20, 1994
STRATTON OAKMONT INC.
June 30, 1994 - July 20, 1994
H.J. MEYERS & CO., INC.
State Registrations and Notice Filings
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Exams
Current Firm
SUCCESS TRADE SECURITIES, INC.
CRD#: 46027 / SEC#: , 8-51273
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SUCCESS TRADE,INC | SHARE HOLDER | |
| AHMED, FUAD | PRESIDENT & CCO | 2404244 |
Disclosures
| Regulatory Event | 10 |
| Arbitration | 4 |
Red Flags
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