Gary A. Winckler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gary Arthur Winckler SR., who also goes by Gary A Winckler, Gary Arthur Winckler Jr, Gary Arthur Winckler Sr, Gary Arthur Winckler, Gary Winckler Sr, Sr Gary Arthur Winckler, was a registered financial professional .
Gary is a previously registered financial professional and started their career in finance in 1994. Gary had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 51, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 1, 2021 - December 31, 2022
GROVE POINT ADVISORS, LLC
December 14, 2005 - April 1, 2021
GROVE POINT INVESTMENTS, LLC
December 13, 2005 - December 31, 2022
GROVE POINT INVESTMENTS, LLC
March 27, 2003 - December 12, 2005
NATIONAL PLANNING CORPORATION
May 24, 1999 - December 12, 2005
NATIONAL PLANNING CORPORATION
January 31, 1997 - March 20, 1997
OSAIC WEALTH, INC.
January 23, 1997 - May 27, 1999
IFG NETWORK SECURITIES, INC.
November 25, 1994 - January 31, 1997
KEOGLER, MORGAN & COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GROVE POINT ADVISORS, LLC
CRD#: 313171 / SEC#: 801-56879
Contact information
Regulatory assets under management
| Total Number of Accounts | 9,556 |
| AUM (Assets Under Management) | $ 2,470,347,917 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/27/2024 | ||
| 10/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
