David J. Mandell

APOLLON WEALTH MANAGEMENT

Charleston, SC 29401

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CRD#: 2404177

Professional summary

David Joseph Mandell, who also goes by David Mandel, is a registered financial advisor currently at APOLLON WEALTH MANAGEMENT, LLC located in Charleston, South Carolina.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. David has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

David Mandel

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 03/31/2014 - LEGACY WEALTH MANAGEMENT/ DBA ONLY/ 100%/ MT. PLEASANT, SC 2. 03/31/2014 - FINANCIAL ADVOCACY NETWORK/ DBA ONLY/ 100%/ MT. PLEASANT, SC 3. 10/22/2014 - LEGACY WEALTH MANAGEMENT - NON-VARIABLE INSURANCE - TIME SPENT 5 HOURS PER MONTH - MT. PLEASANT, SC

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Joseph Mandell's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 11, 2025 - Present

APOLLON WEALTH MANAGEMENT, LLC

Office #1: 2 Wharfside St. Suite 2-0, Charleston, SC 29401

RIA

CRD#: 291902

Charleston, SC

Past

April 21, 2014 - June 16, 2025

MARYLAND FINANCIAL GROUP, INC.

RIA

CRD#: 122320

MT. PLEASANT, SC

Past

March 31, 2014 - July 1, 2025

LPL FINANCIAL LLC

CRD#: 6413

MT. PLEASANT, SC

Past

January 30, 2012 - April 2, 2014

FSC SECURITIES CORPORATION

RIA

CRD#: 7461

MT. PLEASANT, SC

Past

January 26, 2012 - April 2, 2014

FSC SECURITIES CORPORATION

CRD#: 7461

MT. PLEASANT, SC

Past

December 8, 2008 - December 6, 2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

MT. PLEASANT, SC

Past

December 8, 2008 - December 6, 2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

MT. PLEASANT, SC

Past

April 2, 2007 - January 2, 2009

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

CHARLESTON, SC

Past

April 2, 2007 - January 2, 2009

MORGAN STANLEY & CO. LLC

CRD#: 8209

CHARLESTON, SC

Past

May 17, 2004 - April 2, 2007

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

CHARLESTON, SC

Past

October 7, 1999 - April 2, 2007

MORGAN STANLEY DW INC.

CRD#: 7556

CHARLESTON, SC

Past

February 29, 1996 - September 23, 1999

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

August 17, 1994 - December 21, 1995

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

CRD#: 5181

BOSTON, MA

Past

August 17, 1994 - December 21, 1995

SIGNATOR INVESTORS, INC.

CRD#: 468

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

APOLLON WEALTH MANAGEMENT, LLC

CRD#: 291902 / SEC#: 801-112350

RIA

Registered Investment Advisory firm - (1/22/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

South Carolina
(3/18/2025)

IAR

Texas
(3/11/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/21/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/6/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 4/2/2003

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 1/31/1996

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/27/1994

Investment Company Products/Variable Contracts Representative Examination

Current Firm

APOLLON WEALTH MANAGEMENT, LLC

CRD#: 291902 / SEC#: 801-112350

RIA

Registered Investment Advisory firm - (1/22/2018 Approved)

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Contact information

Main Address

111 Coleman Blvd Suite 402, Mount Pleasant, SC 29464

Mailing Address

Phone number

(843) 579-0018

Established

Firm type

Fiscal year end

# of Employees

179

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

APOLLON WEALTH MANAGEMENT, LLC - PART 2A BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	20,798
AUM (Assets Under Management)	$ 7,720,756,861

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

David J. Mandell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Joseph Mandell's CRS (Customer Relationship Summary).

Certified licenses

Experience

MARYLAND FINANCIAL GROUP, INC.

LPL FINANCIAL LLC

FSC SECURITIES CORPORATION

FSC SECURITIES CORPORATION

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

PRUDENTIAL EQUITY GROUP, LLC

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

SIGNATOR INVESTORS, INC.

Primary Firm SEC Registration

APOLLON WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/21/1996

Series 63

Date: 6/6/1994

SIE

Date: 10/1/2018

Series 31

Date: 4/2/2003

Series 7

Date: 1/31/1996

Series 6

Date: 5/27/1994

Current Firm

APOLLON WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

APOLLON WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

Contact information

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