Anthony Villanova
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anthony Villanova II, who also goes by Anthony II VIllanova, Anthony Villanova, Tony Villanova Ii, Tony Villanova, was a registered financial professional .
Anthony is a previously registered financial professional and started their career in finance in 1993. Anthony had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 2, 2016 - December 31, 2017
NATIONWIDE SECURITIES, LLC
July 29, 2016 - December 31, 2017
NATIONWIDE SECURITIES, LLC
January 11, 2016 - July 7, 2016
TD AMERITRADE, INC.
January 11, 2016 - July 7, 2016
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
January 11, 2016 - July 7, 2016
TD AMERITRADE, INC.
August 20, 2010 - December 31, 2015
NATIONWIDE SECURITIES, LLC
April 1, 2008 - December 31, 2015
NATIONWIDE SECURITIES, LLC
September 6, 2006 - February 6, 2008
ALLSTATE FINANCIAL SERVICES, LLC
April 18, 2005 - August 25, 2006
1717 CAPITAL MANAGEMENT COMPANY
May 16, 2003 - August 25, 2006
NATIONWIDE SECURITIES, LLC
December 31, 2001 - May 12, 2003
LPL FINANCIAL LLC
September 26, 2000 - May 12, 2003
LPL FINANCIAL LLC
January 1, 1998 - October 3, 2000
BANC OF AMERICA INVESTMENT SERVICES, INC.
December 9, 1997 - January 1, 1998
NATIONSSECURITIES
January 11, 1996 - November 21, 1997
WACHOVIA BROKERAGE SERVICE
November 10, 1993 - January 1, 1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
NATIONWIDE SECURITIES, LLC
CRD#: 11173 / SEC#: 801-69260, 8-12500
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NATIONWIDE SECURITIES, LLC
CRD#: 11173 / SEC#: 801-69260, 8-12500
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NFS DISTRIBUTORS, INC. | MANAGING MEMBER | |
| ANIANO, JOSEPH NICHOLAS | PRESIDENT | 4303290 |
| GINNAN, STEVEN A. | BOARD MANAGER | 6984613 |
| JESTICE, KEVIN THOMAS | BOARD MANAGER | 5363377 |
| RABENSTINE, JAMES JAY | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | 2025566 |
| ROSWELL, EWAN THEODORE | AVP, FINANCE CONTROLLERSHIP-NF AND FINOP | 3056545 |
| STEVENSON, ERIC RAY | BOARD MANAGER | 5250338 |
Disclosures
| Regulatory Event | 10 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
