KM
Kevin I. Murray
MURRAY FINANCIAL SERVICES,
CHICO, CA 95973
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CRD#: 2404155
KM
Professional summary
Kevin Ian Murray is a registered financial advisor currently at MURRAY FINANCIAL SERVICES, INC located in Chico, California.
Kevin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Kevin has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 31, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 06/23/2006 - No Business Name - Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE - Time Spent 1% - SELLING OUTSIDE FIXED INSURANCE - LIFE, LONG TERM CARE, TERM.
2. 8/5/2015 - MURRAY FINANCIAL SERVICES - Investment Related - At Reported Business Location(s) - REGISTERED INVESTMENT ADVISOR HYBRID - IAR - START 09/01/2015 - 160 Hours Per Month During Securities Trading.
3) 08/17/2017-Murray Financial Services-Investment related-At reported business location(s)-Registered Investment Advisor Hybrid-IAR-start 09/01/2015- Hours per month 160/ hours during trading 160-I provide investment advisory services through Murray Financial Services, an independent investment advisor firm. I started this business activity in 09/2015. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
CRS (Client Relationship Summary) - RIA
Click below to view Kevin Ian Murray's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 5, 2015 - Present
MURRAY FINANCIAL SERVICES, INC
Office #1: 140 Yellowstone Drive, Chico, CA 95973RIA
CRD#: 176528
CHICO, CA
Past
July 25, 2006 - September 7, 2016
LPL FINANCIAL LLC
RIA
CRD#: 6413
CHICO, CA
Past
June 23, 2006 - November 9, 2017
LPL FINANCIAL LLC
BD
CRD#: 6413
CHICO, CA
Past
April 6, 1998 - June 27, 2006
EDWARD JONES
BD
CRD#: 250
CHICO, CA
Past
November 22, 1993 - April 7, 1998
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MF
MURRAY FINANCIAL SERVICES, INC
MURRAY FINANCIAL SERVICES | MURRAY, KEVIN IAN | MURRAY FINANCIAL SERVICES, INC
CRD#: 176528 / SEC#: 801-126157
RIA
Registered Investment Advisory firm - (7/22/2022 Approved)California
Registered Investment Advisory firm - (9/9/2022 Terminated)Texas
Registered Investment Advisory firm - (8/10/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(10/5/2015)
IAR
Texas(10/16/2015)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
MF
MURRAY FINANCIAL SERVICES, INC
MURRAY FINANCIAL SERVICES | MURRAY, KEVIN IAN | MURRAY FINANCIAL SERVICES, INC
CRD#: 176528 / SEC#: 801-126157
RIA
Registered Investment Advisory firm - (7/22/2022 Approved)California
Registered Investment Advisory firm - (9/9/2022 Terminated)Texas
Registered Investment Advisory firm - (8/10/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
140 Yellowstone Drive Suite 100, Chico, CA 95973
Mailing Address
Phone number
(530) 896-5484
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (4 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 287 |
| AUM (Assets Under Management) | $ 122,386,911 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
MURRAY FINANCIAL SERVICES, INC
CRD#: 176528Chico, CA 95973TRUST BUT VERIFY
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Contact information
xxxxx@xxxx.xxx
