Scott M. Solomon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott Michael Solomon, who also goes by Scott M Solomon, was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 1994. Scott had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 15, 2016 - January 11, 2018
CAPITAL WEALTH MANAGEMENT GROUP
May 24, 2006 - July 14, 2017
LPL FINANCIAL LLC
May 22, 2006 - January 4, 2018
LPL FINANCIAL LLC
November 14, 2005 - May 25, 2006
QUESTAR ASSET MANAGEMENT, INC.
November 4, 2005 - May 25, 2006
QUESTAR CAPITAL CORPORATION
March 21, 2003 - November 11, 2005
A. G. EDWARDS & SONS, INC.
November 6, 1996 - November 11, 2005
A. G. EDWARDS & SONS, INC.
March 1, 1994 - November 26, 1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CAPITAL WEALTH MANAGEMENT GROUP
CRD#: 285566 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
