BS
Bradford W. Smithy
ELEVATION POINT WEALTH PARTNERS
Palm Beach Gardens, FL 33410
Some features on this profile are disabled
CRD#: 2404139
BS
Professional summary
Bradford Wayne Smithy, CIMA®, who also goes by Brad Smithy, is a registered financial advisor currently at ELEVATION POINT WEALTH PARTNERS, LLC located in Palm Beach Gardens, Florida.
Bradford is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Bradford has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 31, Series 7, Series 24 and Series 8 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Brad Smithy
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Place Of Hope Planned Giving Council / 9078 Isaiah Lane West Palm Beach, Florida 33418 / Non-Compensated - Charity / To provide housing, food, education, and employment opportunities for parentless children and single mothers. / Member, Board of Directors / Board position advising on fundraising activities (I do not personally raise funds) / Start Date: 03/02/2018 2. Sunset Point Rental Property / Compensated / Owner / Start Date: 07/01/2023 3. The Hope Florida Foundation, Inc. / 2415 North Monroe Street, Suite 400, Tallahassee, FL 32303 / Non-Compensated - Charity / Serving as a board member involved in advancing the foundation's cause to support families in Florida. / Board Member / Start Date: 09/22/2025
CRS (Client Relationship Summary) - RIA
Click below to view Bradford Wayne Smithy's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
August 19, 2024 - Present
ELEVATION POINT WEALTH PARTNERS, LLC
Office #1: 3801 Pga Blvd Suite 1000, Palm Beach Gardens, FL 33410RIA
CRD#: 137068
Palm Beach Gardens, FL
Past
April 13, 2021 - August 29, 2021
UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO
BD
CRD#: 13042
HATO REY, PR
Past
February 20, 2009 - July 30, 2024
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
PALM BEACH GARDENS, FL
Past
February 20, 2009 - July 30, 2024
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
PALM BEACH GARDENS, FL
Past
March 4, 1998 - January 9, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
PALM BEACH, FL
Past
November 9, 1993 - January 9, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
PALM BEACH, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EP
ELEVATION POINT WEALTH PARTNERS, LLC
BESTER WEALTH MANAGEMENT | WAYCREST WEALTH | TRITON WEALTH, LLC | TRIPLE H FINANCIAL SERVICES | SUPERIORWEALTH PARTNERS, LLC | MOUNT YALE INVESTMENT ADVISORS, LLC | MOUNT YALE INVESTMENT ADVISORS | LOXAHATCHEE CAPITAL | FORTAGE CAPITAL ADVISORS | FAMILY OFFICE PARTNERS | ELEVATION POINT WEALTH PARTNERS, LLC
CRD#: 137068 / SEC#: 801-65068
RIA
Registered Investment Advisory firm - (1/3/2006 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(8/19/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 8
Date: 7/28/1999
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
EP
ELEVATION POINT WEALTH PARTNERS, LLC
BESTER WEALTH MANAGEMENT | WAYCREST WEALTH | TRITON WEALTH, LLC | TRIPLE H FINANCIAL SERVICES | SUPERIORWEALTH PARTNERS, LLC | MOUNT YALE INVESTMENT ADVISORS, LLC | MOUNT YALE INVESTMENT ADVISORS | LOXAHATCHEE CAPITAL | FORTAGE CAPITAL ADVISORS | FAMILY OFFICE PARTNERS | ELEVATION POINT WEALTH PARTNERS, LLC
CRD#: 137068 / SEC#: 801-65068
RIA
Registered Investment Advisory firm - (1/3/2006 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1580 Lincoln Street Suite 680, Denver, CO 80203
Mailing Address
Phone number
(303) 382-2880
Established
Firm type
Fiscal year end
# of Employees
61
SEC notice filing (37 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 8,324 |
| AUM (Assets Under Management) | $ 2,434,909,737 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
