WS
William C. Sanders
HORNOR, TOWNSEND & KENT
Akron, OH 44333
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CRD#: 2403880
WS
Professional summary
William Curtis Sanders JR, who also goes by William Sanders, Curtis Sanders, William Curtis Sanders, is a registered financial advisor currently at HORNOR, TOWNSEND & KENT, LLC located in Akron, Ohio.
William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. William has worked at 14 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
William Sanders | Curtis Sanders | William Curtis Sanders
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) INSURANCE & INVESTMENTS | INVESTMENT RELATED: YES | DBA NAME: 21ST CENTURY FINANCIAL | POSITION HELD: AGENT | ADDRESS: 130 SPRINGSIDE DRIVE, STE. 100, AKRON, OH 44333 | START DATE: 12/20/2022 | NATURE OF ACTIVITY: LIFE INSURANCE BROKERAGE | APPROX HRS PER MTH: 41-100 HRS | APPROX TRADING HRS PER MTH: 41-100 HRS | DESCRIPTION OF DUTIES: INSURANCE SALES AND SERVICE INCLUDING PENN MUTUAL LIFE PRODUCTS. 2) INSURANCE & INVESTMENTS | INVESTMENT RELATED: YES | DBA NAME: 1847FINANCIAL | POSITION HELD: AGENT | ADDRESS: 130 SPRINGSIDE DRIVE, STE. 100, AKRON, OH 44333 | START DATE: 07/09/2024 | NATURE OF ACTIVITY: LIFE INSURANCE BROKERAGE | APPROX HRS PER MTH: 41-100 HRS | APPROX TRADING HRS PER MTH: 41-100 HRS | DESCRIPTION OF DUTIES: INSURANCE SALES AND SERVICE INCLUDING PENN MUTUAL LIFE PRODUCTS.
CRS (Client Relationship Summary) - RIA
Click below to view William Curtis Sanders JR's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view William Curtis Sanders JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 4, 2023 - Present
HORNOR, TOWNSEND & KENT, LLC
Office #1: 130 Springside Dr Suite 100, Akron, OH 44333RIA
BD
CRD#: 4031
Akron, OH
Current
December 20, 2022 - Present
HORNOR, TOWNSEND & KENT, LLC
Office #1: 130 Springside Dr Suite 100, Akron, OH 44333RIA
BD
CRD#: 4031
Akron, OH
Past
December 3, 2019 - January 3, 2023
PARK AVENUE SECURITIES LLC
RIA
CRD#: 46173
BEACHWOOD, OH
Past
November 20, 2019 - January 3, 2023
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
BEACHWOOD, OH
Past
July 17, 2017 - December 2, 2019
ONEAMERICA SECURITIES, INC.
BD
CRD#: 4173
East Canton, OH
Past
November 12, 2014 - July 17, 2017
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
CANTON, OH
Past
March 7, 2012 - October 20, 2014
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
MAYFIELD HEIGHTS, OH
Past
June 19, 2008 - February 17, 2012
ALLSTATE FINANCIAL SERVICES, LLC
BD
CRD#: 18272
NORTH CANTON, OH
Past
January 19, 2006 - November 19, 2007
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
AKRON, OH
Past
July 29, 2003 - November 29, 2005
CFD INVESTMENTS, INC.
BD
CRD#: 25427
KOKOMO, IN
Past
May 5, 2003 - July 29, 2003
HIMCO DISTRIBUTION SERVICES COMPANY
BD
CRD#: 6604
HARTFORD, CT
Past
March 5, 2001 - December 5, 2002
AFD, INC.
BD
CRD#: 34047
NORTHBROOK, IL
Past
March 2, 2000 - February 22, 2001
ALLIANZ LIFE FINANCIAL SERVICES, LLC
BD
CRD#: 612
MINNEAPOLIS, MN
Past
October 29, 1998 - October 27, 1999
TOWER SQUARE SECURITIES, INC.
BD
CRD#: 833
EL SEGUNDO, CA
Past
February 1, 1995 - December 3, 1996
DWS DISTRIBUTORS, INC.
BD
CRD#: 37306
CHICAGO, IL
Past
December 19, 1994 - February 1, 1995
KEMPER FINANCIAL SERVICES, INC.
BD
CRD#: 798
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Ohio(12/20/2022)
IAR
Ohio(1/4/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Mailing Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Phone number
(215) 957-7300
Established
Delaware since 09/09/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
442
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| 1847 FINANCIAL LLC | SHAREHOLDER | |
| GUNZENHAUSER, RADFORD MICHAEL | FINOP | 7253452 |
| HUCKERBY, KEITH GORDON | MANAGER | 2641591 |
| MASON, ANN-MARIE | CHIEF LEGAL OFFICER AND SECRETARY | 7145020 |
| MULLER, NIKI LEE | PRINCIPAL OPERATIONS OFFICER | 7364066 |
| NAGENGAST, HEATHER JILL | PRESIDENT, MANAGER | 5300554 |
| O'MALLEY, DAVID MICHAEL | CHAIRMAN AND MANAGER | 4468593 |
| ROBINSON, VICTORIA MARIE | CHIEF COMPLIANCE OFFICER, MANAGER | 4556827 |
| WYANT, JUSTIN | MANAGER | 8146157 |
Regulatory assets under management
| Total Number of Accounts | 31,522 |
| AUM (Assets Under Management) | $ 7,753,847,039 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031Akron, OH 44333TRUST BUT VERIFY
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