Dean E. Colvin
Professional summary
Dean Edgar Colvin II is a registered financial professional currently at CABRILLO BROKER, L.L.C located in Encino, California.
Dean is registered as a RR (Registered Representative) and started their career in finance in 1993. Dean has worked at 7 firms and has passed the Series 63, Series 65, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Dean Edgar Colvin II's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 3, 2013 - Present
CABRILLO BROKER, L.L.C
Office #1: C/o Gursey Schneider 16633 Ventura Blvd. Suite 1320, Encino, CA 91436January 30, 2012 - June 4, 2013
FMV CAPITAL MARKETS, LLC
October 30, 2007 - August 10, 2011
HOULIHAN LOKEY CAPITAL, INC.
September 27, 1996 - November 26, 1996
THE ADVISORS GROUP, INC.
May 11, 1996 - October 11, 1996
SUNAMERICA SECURITIES, INC.
December 17, 1993 - February 27, 1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 29, 1993 - November 26, 1993
CHATFIELD DEAN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/2/2025)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
CABRILLO BROKER, L.L.C
CRD#: 142185 / SEC#: , 8-67438
Contact information
FINRA licenses (1 States and Territories)
Documents
Red Flags
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