Mikyung Oh

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CRD#: 2403670

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Mikyung Oh, who also goes by Mikee Oh, was a registered financial professional .

Mikyung is a previously registered financial professional and started their career in finance in 1993. Mikyung had worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Mikee Oh

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

September 27, 2017 - December 31, 2019

GPS WEALTH STRATEGIES GROUP, LLC

RIA

CRD#: 285507

GREENWOOD VILLAGE, CO

Past

November 18, 2011 - December 31, 2019

LPL FINANCIAL LLC

RIA

CRD#: 6413

GREENWOOD VILLAGE, CO

Past

November 18, 2011 - December 31, 2019

LPL FINANCIAL LLC

CRD#: 6413

GREENWOOD VILLAGE, CO

Past

December 11, 2006 - November 18, 2011

CUSO FINANCIAL SERVICES, L.P.

RIA

CRD#: 42132

CENTENNIAL, CO

Past

February 20, 2001 - November 18, 2011

CUSO FINANCIAL SERVICES, L.P.

CRD#: 42132

CENTENNIAL, CO

Past

November 6, 1998 - February 20, 2001

CETERA WEALTH SERVICES, LLC

CRD#: 13572

EL SEGUNDO, CA

Past

September 26, 1997 - November 9, 1998

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

October 25, 1993 - October 7, 1997

CHATFIELD DEAN & CO., INC.

CRD#: 14714

GREENWOOD VILLAGE, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GPS WEALTH STRATEGIES GROUP, LLC

CRD#: 285507 / SEC#: 801-108848

RIA

Registered Investment Advisory firm - (1/3/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/25/2006

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 10/14/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/22/1993

General Securities Representative Examination

Current Firm

GPS WEALTH STRATEGIES GROUP, LLC

CRD#: 285507 / SEC#: 801-108848

RIA

Registered Investment Advisory firm - (1/3/2017 Approved)

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Contact information

Main Address

6484 South Quebec Street, Centennial, CO 80111

Mailing Address

Phone number

(720) 414-5412

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (37 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE (3/12/2025)

Regulatory assets under management

Total Number of Accounts	5,385
AUM (Assets Under Management)	$ 1,415,526,316

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Mikyung Oh

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

CUSO FINANCIAL SERVICES, L.P.

CUSO FINANCIAL SERVICES, L.P.

CETERA WEALTH SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

CHATFIELD DEAN & CO., INC.

Primary Firm SEC Registration

GPS WEALTH STRATEGIES GROUP, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/25/2006

Series 63

Date: 10/14/1993

SIE

Date: 10/1/2018

Series 7

Date: 10/22/1993

Current Firm

GPS WEALTH STRATEGIES GROUP, LLC

Contact information

SEC notice filing (37 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GPS WEALTH STRATEGIES GROUP, LLC

TRUST BUT VERIFY

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