Michael J. Dellolio
Professional summary
Michael John Dellolio was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Michael is a previously registered financial advisor and started their career in finance in 1994. Prior to being barred, Michael had worked at 8 firms, which includes NORTH ATLANTIC SECURITIES L.L.C., MICHAEL J. DELL'OLIO & ASSOCIATES L.L.C., LPL FINANCIAL LLC, RICHARD BROTHERS SECURITIES, RAYMOND JAMES FINANCIAL SERVICES INC., KEY INVESTMENTS INC., METROPOLITAN LIFE INSURANCE COMPANY, MSI FINANCIAL SERVICES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 26, 2003 - December 26, 2012
NORTH ATLANTIC SECURITIES, L.L.C.
September 26, 2002 - February 2, 2012
MICHAEL J. DELL'OLIO & ASSOCIATES, L.L.C.
April 26, 2002 - December 11, 2003
LPL FINANCIAL LLC
April 25, 2002 - December 11, 2003
LPL FINANCIAL LLC
April 30, 2001 - April 15, 2002
RICHARD BROTHERS SECURITIES
March 24, 1997 - June 25, 2001
RAYMOND JAMES FINANCIAL SERVICES, INC.
January 17, 1994 - March 24, 1997
KEY INVESTMENTS INC.
January 14, 1994 - January 24, 1994
METROPOLITAN LIFE INSURANCE COMPANY
January 14, 1994 - January 24, 1994
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
NORTH ATLANTIC SECURITIES, L.L.C.
CRD#: 123435 / SEC#: , 8-65586
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
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