Sarah P. Weese

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CRD#: 2403392

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Sarah Pickering Weese, who also goes by Sarah P Motley, Sarah Pickering Motley, was a registered financial professional .

Sarah is a previously registered financial professional and started their career in finance in 1993. Sarah had worked at 6 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Sarah P Motley | Sarah Pickering Motley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

December 12, 2023 - June 16, 2025

MORNINGSTAR INVESTMENT SERVICES LLC

CRD#: 112525

CHICAGO, IL

Past

January 2, 2018 - September 19, 2023

QUASAR DISTRIBUTORS, LLC

CRD#: 103848

PORTLAND, ME

Past

March 2, 1999 - July 18, 2017

RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC

CRD#: 21771

SEATTLE, WA

Past

December 21, 1993 - July 30, 1998

FIDELITY DISTRIBUTORS COMPANY LLC

CRD#: 17507

SMITHFIELD, RI

Past

September 27, 1993 - December 9, 1993

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

CRD#: 4039

NEW YORK, NY

Past

September 27, 1993 - December 9, 1993

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MORNINGSTAR INVESTMENT SERVICES LLC

MORNINGSTAR INVESTMENT SERVICES LLC | MORNINGSTAR INVESTMENT SERVICES,INC | MORNINGSTAR INVESTMENT SERVICES, INC. | MORNINGSTAR INVESTMENT SERVICES, INC

CRD#: 112525 / SEC#: 801-60401, 8-53593

RIA

Registered Investment Advisory firm - SEC (7/9/2001 Approved)

Terminated by SEC on 07/01/2025

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/5/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 9/23/1993

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 11/30/1995

Investment Company Products/Variable Contracts Principal Examination

Current Firm

MORNINGSTAR INVESTMENT SERVICES LLC

MORNINGSTAR INVESTMENT SERVICES LLC | MORNINGSTAR INVESTMENT SERVICES,INC | MORNINGSTAR INVESTMENT SERVICES, INC. | MORNINGSTAR INVESTMENT SERVICES, INC

CRD#: 112525 / SEC#: 801-60401, 8-53593

RIA

Registered Investment Advisory firm - SEC (7/9/2001 Approved)

Terminated by SEC on 07/01/2025

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Contact information

Main Address

22 West Washington Street, Chicago, IL 60602-1605

Mailing Address

Phone number

(312) 696-6000

Established

Delaware since 12/20/2000

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MORNINGSTAR MANAGED PLAN SOLUTIONS (7/8/2025)

Direct owners and executive officers

Name	Position	CRD#
MORNINGSTAR INVESTMENT MANAGEMENT LLC	SOLE MEMBER	108031
LARSON, ANGELA LYNNE	INTERIM CHIEF COMPLIANCE OFFICER, SECRETARY	5490162
LINSTRA, JONATHAN GRAHAM	PRESIDENT (BD ONLY)	2470755

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
05/14/2025	Cover Page	Report
08/20/2024	Cover Page	Report
09/28/2023	Cover Page	Report
10/28/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Sarah P. Weese

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

QUASAR DISTRIBUTORS, LLC

RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC

FIDELITY DISTRIBUTORS COMPANY LLC

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

MORNINGSTAR INVESTMENT SERVICES LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 10/5/1993

SIE

Date: 10/1/2018

Series 6

Date: 9/23/1993

Series 26

Date: 11/30/1995

Current Firm

MORNINGSTAR INVESTMENT SERVICES LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Accountant surprise examination report

Red Flags

Company Information

MORNINGSTAR INVESTMENT SERVICES LLC

TRUST BUT VERIFY

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