Alexander R. Sribar
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alexander Robert Sribar was a registered financial professional .
Alexander is a previously registered financial professional and started their career in finance in 1993. Alexander had worked at 13 firms and has passed the Series 66, Series 65, Series 63, Series 6TO, SIE, Series 7, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 25, 2019 - June 2, 2023
THE LEADERS GROUP, INC.
April 22, 2016 - February 2, 2017
RETIREONE INVESTMENT SERVICES, LLC
November 26, 2014 - February 2, 2017
EDELMAN FINANCIAL SERVICES, LLC
November 5, 2014 - April 22, 2016
SANDERS MORRIS LLC
May 10, 2006 - December 1, 2014
MISSIONSQUARE INVESTMENT SERVICES
November 18, 2004 - May 2, 2006
UVEST FINANCIAL SERVICES GROUP, INC.
March 28, 2002 - November 22, 2004
METROPOLITAN LIFE INSURANCE COMPANY
March 28, 2002 - November 22, 2004
MSI FINANCIAL SERVICES, INC.
September 7, 2000 - March 28, 2002
MONY SECURITIES CORPORATION
September 5, 1996 - September 6, 2000
NYLIFE SECURITIES LLC
November 11, 1994 - August 23, 1996
PRUCO SECURITIES, LLC.
February 4, 1994 - May 19, 1994
AMERIPRISE ADVISOR SERVICES, INC.
September 27, 1993 - January 1, 1994
F.N. WOLF & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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