Jason T. Carpenter
Professional summary
Jason Travis Carpenter is a registered financial professional currently at BLAYLOCK VAN, LLC located in New York, New York.
Jason is registered as a RR (Registered Representative) and started their career in finance in 1993. Jason has worked at 13 firms and has passed the Series 63, Series 52TO, SIE, Series 7, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jason Travis Carpenter's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 21, 2023 - Present
BLAYLOCK VAN, LLC
Office #1: 600 Lexington Avenue 3rd Floor, New York, NY 10022February 7, 2022 - December 31, 2023
SEAPORT GLOBAL SECURITIES LLC
July 2, 2020 - January 19, 2022
SIERRA PACIFIC SECURITIES, LLC
November 2, 2018 - March 12, 2020
TRIBAL CAPITAL MARKETS, LLC
July 7, 2015 - October 4, 2018
OPPENHEIMER & CO. INC.
January 5, 2015 - July 1, 2015
RAFFERTY CAPITAL MARKETS, LLC
January 2, 2014 - January 8, 2015
NORTHEAST SECURITIES, LLC
May 2, 2011 - September 23, 2013
MUFG SECURITIES AMERICAS INC.
October 26, 2010 - May 20, 2011
HAPOALIM SECURITIES USA, INC.
March 16, 2009 - October 26, 2010
NORTHEAST SECURITIES, LLC
July 22, 2004 - March 30, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 10, 1998 - March 30, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 7, 1994 - February 23, 1998
FIRST OF AMERICA SECURITIES, INC.
February 23, 1994 - October 11, 1994
NATCITY INSURANCE SERVICES, INC.
November 17, 1993 - February 11, 1994
AMERIPRISE ADVISOR SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/21/2023)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
BLAYLOCK VAN, LLC
CRD#: 145317 / SEC#: 801-69136, 8-67721
Contact information
FINRA licenses (36 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ROBERT VAN SECURITIES, INC | SOLE VOTING MEMBER | |
| BLAYLOCK & COMPANY, INC | NON-VOTING MEMBER | |
| CIULLA, ALEXANDER JOHN | FINOP, CFO, PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER | 2635660 |
| HOUGH, JERVIS BENNETT | BD CHIEF COMPLIANCE OFFICER, CHIEF OPERATIONS OFFICER | 4291302 |
| KALISPEL TRIBAL ECONOMIC AUTHORITY | NON-VOTING MEMBER | |
| SEAPORT GLOBAL SECURITIES LLC | SHAREHOLDER | 116270 |
| STANDIFER, ERIC VAN | MANAGER; CEO; GSP; MSP | 1025776 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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