Douglas J. Meyerson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Douglas Jon Meyerson, who also goes by Doug Meyerson, was a registered financial professional .
Douglas is a previously registered financial professional and started their career in finance in 1996. Douglas had worked at 11 firms and has passed the Series 63, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 5, 2015 - January 7, 2016
GARDEN STATE SECURITIES, INC.
March 2, 2015 - June 5, 2015
J.H. DARBIE & CO., INC.
May 7, 2014 - February 20, 2015
PAULSON INVESTMENT COMPANY LLC
December 4, 2013 - May 6, 2014
BRAVER STERN SECURITIES LLC
November 9, 2012 - October 21, 2013
CANACCORD GENUITY LLC
November 10, 2010 - August 19, 2011
MAXIM GROUP LLC
July 28, 2010 - November 23, 2010
KERN, SUSLOW SECURITIES, INC.
April 9, 2010 - June 2, 2010
AEGIS CAPITAL CORP.
May 6, 2009 - May 12, 2010
KERN, SUSLOW SECURITIES, INC.
April 4, 2005 - August 13, 2008
WESTMINSTER SECURITIES CORPORATION
March 17, 2005 - March 29, 2005
BROKERAGEAMERICA, LLC
May 7, 1996 - March 29, 2005
CROWN FINANCIAL GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 3/31/2000
Limited Representative-Equity Trader ExamCurrent Firm
GARDEN STATE SECURITIES, INC.
CRD#: 10083 / SEC#: , 8-25790
Contact information
FINRA licenses (50 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMBROSINO, RAYMOND EDWARD | DIRECTOR/SHAREHOLDER | 2070784 |
| DEROSA, KEVIN JOHN | DIRECTOR/SHAREHOLDER | 2314895 |
| PERROTTO, LOUIS LUCKY JR | DIRECTOR/SHAREHOLDER/CHIEF EXECUTIVE OFFICER | 3053498 |
| SARI, SCOTT HENRY | DIRECTOR/SHAREHOLDER | 2226426 |
| MALONE, PATRICK ANTHONY | CHIEF SUPERVISORY OFFICER | 2143703 |
| MCMULLIN, ROBERT | CHIEF FINANCIAL OFFICER | 1540045 |
| TRIGILI, STEVEN DAVID | CHIEF COMPLIANCE OFFICER | 2232496 |
Disclosures
| Regulatory Event | 24 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
