Daria R. Lesky
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daria Raechel Lesky was a registered financial professional .
Daria is a previously registered financial professional and started their career in finance in 1993. Daria had worked at 6 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 10, 2013 - January 17, 2014
FELDSTEIN FINANCIAL GROUP, LLC
February 1, 1999 - December 14, 2012
PRIME CAPITAL SERVICES, INC.
October 29, 1998 - December 16, 1998
CITIGROUP GLOBAL MARKETS INC.
June 15, 1998 - October 5, 1998
TRIAD SECURITIES CORP
March 16, 1995 - June 16, 1998
CITIGROUP GLOBAL MARKETS INC.
November 11, 1993 - December 21, 1993
EURO-ATLANTIC SECURITIES INC.
October 27, 1993 - November 12, 1993
CHATFIELD DEAN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FELDSTEIN FINANCIAL GROUP, LLC
CRD#: 113988 / SEC#: , 8-53388
Contact information
FINRA licenses (7 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
