Thomas R. Beam

BLUE HORIZON EQUITY

PITTSFORD, NY 14534

CRD#: 2403143

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Professional summary

Thomas Robert Beam is a registered financial advisor currently at BLUE HORIZON EQUITY, INC. located in Pittsford, New York and CETERA WEALTH SERVICES, LLC located in Pittsford, New York.

Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Thomas has worked at 9 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7, Series 6, Series 53, Series 24 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Robert Beam's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 26, 2026 - Present

BLUE HORIZON EQUITY, INC.

Office #1: 55 Sully's Trail Suite F, Pittsford, NY 14534

RIA

CRD#: 341095

PITTSFORD, NY

Current

May 19, 2026 - Present

CETERA WEALTH SERVICES, LLC

Office #1: 55 Sully's Trail Suite F, Pittsford, NY 14534

CRD#: 13572

Pittsford, NY

Past

October 11, 2024 - May 21, 2026

OSAIC WEALTH, INC.

RIA

CRD#: 23131

Pittsford, NY

Past

October 11, 2024 - May 21, 2026

OSAIC WEALTH, INC.

CRD#: 23131

Pittsford, NY

Past

July 1, 2015 - October 11, 2024

AMERICAN PORTFOLIOS ADVISORS, INC

RIA

CRD#: 112697

HOLBROOK, NY

Past

April 28, 2015 - October 11, 2024

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

CRD#: 18487

Pittsford, NY

Past

June 8, 2005 - April 28, 2015

WALL STREET FINANCIAL GROUP, INC.

RIA

CRD#: 35830

ROCHESTER, NY

Past

June 8, 2005 - April 28, 2015

WALL STREET FINANCIAL GROUP, INC.

CRD#: 35830

ROCHESTER, NY

Past

January 8, 2004 - June 16, 2005

GREAT NORTHERN FINANCIAL SECURITIES, INC.

CRD#: 113054

SPOKANE VALLEY, WA

Past

March 16, 1999 - January 9, 2004

WALL STREET FINANCIAL GROUP, INC.

CRD#: 35830

VICTOR, NY

Past

July 25, 1995 - March 23, 1999

HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031

CONSHOHOCKEN, PA

Past

October 1, 1993 - August 10, 1995

NEW ENGLAND SECURITIES

CRD#: 615

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(5/19/2026)

California
(5/19/2026)

Florida
(5/19/2026)

Michigan
(5/19/2026)

Montana
(5/19/2026)

New Hampshire
(5/19/2026)

New Jersey
(5/19/2026)

New York
(5/19/2026)

IAR

New York
(5/26/2026)

North Carolina
(5/28/2026)

South Carolina
(5/19/2026)

Tennessee
(5/19/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/5/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/12/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/27/2003

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/30/1993

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 53

Date: 3/22/2006

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 10/20/2005

General Securities Principal Examination

Principal/Supervisory Exam

Series 26

Date: 5/4/2001

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

BLUE HORIZON EQUITY, INC.

CRD#: 341095 / SEC#: 801-136098

RIA

Registered Investment Advisory firm - (5/6/2026 120-Day Approval)

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Contact information

Main Address

55 Sully's Trail Suite F, Pittsford, NY 14534

Mailing Address

Phone number

+1 (585) 641-7900

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (22 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BLUE HORIZON - PART 2A (3/31/2026)

BLUE HORIZON - APPENDIX 1 WRAP PROGRAM BROCHURE (3/31/2026)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Thomas R. Beam

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Robert Beam's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA WEALTH SERVICES, LLC

OSAIC WEALTH, INC.

OSAIC WEALTH, INC.

AMERICAN PORTFOLIOS ADVISORS, INC

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

WALL STREET FINANCIAL GROUP, INC.

WALL STREET FINANCIAL GROUP, INC.

GREAT NORTHERN FINANCIAL SECURITIES, INC.

WALL STREET FINANCIAL GROUP, INC.

HORNOR, TOWNSEND & KENT, LLC

NEW ENGLAND SECURITIES

State Registrations and Notice Filings

Exams

Series 65

Date: 11/5/2001

Series 63

Date: 10/12/1993

Series 52TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 8/27/2003

Series 6

Date: 9/30/1993

Series 53

Date: 3/22/2006

Series 24

Date: 10/20/2005

Series 26

Date: 5/4/2001

FINRA

Current Firm

BLUE HORIZON EQUITY, INC.

Contact information

SEC notice filing (22 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

BLUE HORIZON EQUITY, INC.

TRUST BUT VERIFY

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