Gregory Zackeroff

KOVACK SECURITIES

Rockledge, FL 32955

Some features on this profile are disabled

CRD#: 2403140

Professional summary

Gregory Zackeroff is a registered financial professional currently at KOVACK SECURITIES INC. located in Rockledge, Florida.

Gregory is registered as a RR (Registered Representative) and started their career in finance in 1994. Gregory has worked at 6 firms and has passed the Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Gregory Zackeroff's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 22, 2013 - Present

KOVACK SECURITIES INC.

Office #1: 1240 Rockledge Boulevard Suite 3, Rockledge, FL 32955

CRD#: 44848

Rockledge, FL

Past

December 1, 2006 - November 27, 2013

QUESTAR CAPITAL CORPORATION

CRD#: 43100

ROCKLEDGE, FL

Past

January 9, 2004 - December 1, 2006

USALLIANZ SECURITIES, INC.

CRD#: 40875

ROCKLEDGE, FL

Past

November 2, 1999 - January 12, 2004

MSI FINANCIAL SERVICES, INC.

RIA

CRD#: 14251

ROCKLEDGE, FL

Past

October 27, 1999 - January 12, 2004

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

October 27, 1999 - January 12, 2004

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

Past

February 23, 1994 - October 20, 1999

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(3/12/2014)

Arkansas
(1/11/2016)

California
(12/1/2017)

Colorado
(10/29/2020)

Florida
(11/25/2013)

Georgia
(11/22/2013)

Indiana
(8/24/2018)

Kansas
(3/2/2017)

Maine
(6/23/2021)

Massachusetts
(2/23/2024)

Michigan
(7/10/2025)

Mississippi
(5/20/2014)

New Jersey
(3/17/2022)

New York
(7/7/2020)

North Carolina
(11/4/2022)

Ohio
(11/29/2013)

South Carolina
(3/17/2021)

Tennessee
(8/7/2024)

Texas
(4/17/2014)

Virginia
(6/15/2021)

Exams

State Security Law Exam

Series 63

Date: 3/8/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 2/22/1994

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

KOVACK SECURITIES INC.

KOVACK SECURITIES INC. | RK ADVISORS, INC. | RK ADVISORS

CRD#: 44848 / SEC#: , 8-50847

Broker-Dealer Firm Regulated by FINRA (Florida district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

6451 N. Federal Hwy. Suite 1201, Ft. Lauderdale, FL 33308

Mailing Address

6451 N. Federal Hwy. Suite 1201, Ft. Lauderdale, FL 33308

Phone number

(954) 782-4771

Established

Florida since 04/22/1997

Firm type

Corporation

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
KOVACK FINANCIAL, LLC.	OWNER
KOVACK, BRIAN JOHN	CEO	2809477
SHICK, ISABELLE ALLISON	FINOP	5364794
WOLFE, MELINDA SUE	CHIEF COMPLIANCE OFFICER/EVP	1627593

Disclosures

Regulatory Event	5
Arbitration	5

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Jason Valavanis

J.W. COLE FINANCIAL, INC.

Melbourne, FL

John Krehbiel

KREHBIEL FINANCIAL LLC

IAR

Satellite Beach, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Gregory Zackeroff

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Gregory Zackeroff's CRS (Customer Relationship Summary).

Certified licenses

Experience

QUESTAR CAPITAL CORPORATION

USALLIANZ SECURITIES, INC.

MSI FINANCIAL SERVICES, INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

PRUCO SECURITIES, LLC.

State Registrations and Notice Filings

Exams

Series 63

Date: 3/8/2006

SIE

Date: 10/1/2018

Series 6

Date: 2/22/1994

FINRA

Current Firm

KOVACK SECURITIES INC.

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

KOVACK SECURITIES INC.

TRUST BUT VERIFY

Similar Advisors