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George Theodore Bloukos

CRD# 24031·Registered 1967 - 2002
Previously Registered: Being a previously registered professional could mean that George is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

George Theodore Bloukos, who also goes by George Bloukos, was a registered financial advisor. George was a previously registered financial professional and started their career in finance 1967 - 2002. George had worked at 10 firms and has passed the Series 63, Series 7, Series 52, Series 1, Series 24 and Series 00 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

George Bloukos

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

65 years in the financial services industry

Current & Past Employments

CHAPDELAINE CORPORATE SECURITIES & CO·CRD# 23741
BD
New York, NY
July 22, 1997 - October 11, 2002
GMS GROUP·CRD# 8000
BD
East Hanover, NJ
July 7, 1995 - June 27, 1997
BGC FINANCIAL, L.P.·CRD# 19801
BD
New York, NY
February 17, 1994 - May 17, 1995
TP ICAP GLOBAL MARKETS AMERICAS LLC·CRD# 2762
BD
New York, NY
November 5, 1993 - January 22, 1994
ANGLO-AMERICAN INVESTOR SERVICES CORP.·CRD# 14278
BD
Charlottesville, VA
February 21, 1990 - October 13, 1993
MCG PORTFOLIO MANAGEMENT CORP.·CRD# 7070
BD
June 7, 1985 - August 21, 1987
FIRST MONEY MANAGERS FINANCIAL SERVICES, INC.·CRD# 14935
BD
October 9, 1984 - April 4, 1986
MARSHALL AND MEYER BROKERAGE SERVICES, INC.·CRD# 7254
BD
April 27, 1982 - August 10, 1982
MARSHALL AND MEYER BROKERAGE SERVICES, INC.·CRD# 7254
BD
March 13, 1979 - November 6, 1981
NEW YORK HANSEATIC CORPORATION·CRD# 616
BD
July 11, 1973 - June 23, 1974
WESTPAC POLLOCK & CO. INC.·CRD# 901
BD
October 6, 1967 - March 23, 1973

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Current Firm

CC
CHAPDELAINE CORPORATE SECURITIES & CO

CHAPDELAINE CORPORATE SECURITIES & CO

CRD#: 23741 / SEC#: 8-40675
BD
Terminated by SEC on 06/29/2007

Contact Information

Established

New York since 12/01/1988

Firm Type

Partnership

Fiscal Year End

June

Documents

Direct owners and executive officers

NamePositionCRD#
C & W CORPORATE SECURITIES LLCSTOCKHOLDER—
BIRDIE HOLDINGS I LLCSTOCKHOLDER—
CURRIE, JULIAN HASST. TREASURER/CONTROLLER4337579
DOWNEY, MARK GERARDCFO/TREASURER2517476
MURPHY, ROBERT EMMETTCHIEF COMPLIANCE OFFICER1224723
WALSH, MICHAEL EMMETTPRESIDENT458064

Disclosures

Regulatory Event

5

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 1985About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jun 1984About the Series 7 exam

Series 52 — Municipal Securities Representative Examination

Passed Mar 1979About the Series 52 exam

Series 1 — Registered Representative Examination

Passed Aug 1961

Series 24 — General Securities Principal Examination

Passed Feb 1986About the Series 24 exam

Series 00 — General Securities Principal Examination

Passed Sep 1967

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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