James M. Beenders

TILLER PRIVATE WEALTH

Bethlehem, PA 18015

Some features on this profile are disabled

CRD#: 2402877

Professional summary

James Matthew Beenders, CFP®, who also goes by James M Beenders, is a registered financial advisor currently at TILLER PRIVATE WEALTH, INC. located in Bethlehem, Pennsylvania.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. James has worked at 4 firms and has passed the Series 63, Series 7, Series 6, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

James M Beenders

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NAME OF OBA: RENTAL PROPERTIES; ADDRESS OF OBA: NAGS HEAD, NC 27959; NATURE: RENTAL PROPERTIES; INVESTMENT RELATED: NO; TITLE WITH OBA: LANDLORD; DUTIES: LANDLORD; START DATE: 1995; APPROX. NUMBER OF HOURS/MONTH: 10; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Matthew Beenders's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2018

Experience

Current

January 25, 2007 - Present

TILLER PRIVATE WEALTH, INC.

Office #1: 1412 Walter Street, Bethlehem, PA 18015

RIA

CRD#: 111268

Bethlehem, PA

Past

July 9, 2003 - January 3, 2007

CHARLES SCHWAB & CO., INC.

CRD#: 5393

ALLENTOWN, PA

Past

November 28, 2001 - June 3, 2003

COWEN EXECUTION SERVICES LLC

CRD#: 35693

NEW YORK, NY

Past

November 30, 1993 - October 18, 2001

C. J. M. PLANNING CORP.

CRD#: 5698

POMPTON LAKES, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TILLER PRIVATE WEALTH, INC.

SUPRA CAPITAL MANAGEMENT INC | YOUNGS ADVISORY GROUP, INC. | YOUNGS ADVISORY GROUP | TILLER PRIVATE WEALTH, INC.

CRD#: 111268 / SEC#: 801-53367

RIA

Registered Investment Advisory firm - (11/27/1996 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(1/25/2007)

IAR

Texas
(4/14/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 12/27/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 11/27/2001

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/29/1993

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 10

Date: 3/8/2004

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 3/8/2004

General Securities Sales Supervisor - Options Module Examination

Current Firm

TILLER PRIVATE WEALTH, INC.

SUPRA CAPITAL MANAGEMENT INC | YOUNGS ADVISORY GROUP, INC. | YOUNGS ADVISORY GROUP | TILLER PRIVATE WEALTH, INC.

CRD#: 111268 / SEC#: 801-53367

RIA

Registered Investment Advisory firm - (11/27/1996 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1412 Walter Street, Bethlehem, PA 18015

Mailing Address

Phone number

(610) 954-9940

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

03 03 2025 TPW FORM ADV PART 2A FINAL (3/3/2025)

Regulatory assets under management

Total Number of Accounts	1,146
AUM (Assets Under Management)	$ 646,296,692

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Gregory Holland

O'HAGAN GROUP, INC.

IAR

Bethlehem, PA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

James M. Beenders

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Matthew Beenders's CRS (Customer Relationship Summary).

Certified licenses

Experience

CHARLES SCHWAB & CO., INC.

COWEN EXECUTION SERVICES LLC

C. J. M. PLANNING CORP.

Primary Firm SEC Registration

TILLER PRIVATE WEALTH, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 12/27/1993

Series 7

Date: 11/27/2001

Series 6

Date: 11/29/1993

Series 10

Date: 3/8/2004

Series 9

Date: 3/8/2004

Current Firm

TILLER PRIVATE WEALTH, INC.

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TILLER PRIVATE WEALTH, INC.

TRUST BUT VERIFY

Similar Advisors