Christian P. Hastings
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christian Patrick Hastings, who also goes by Christian Hastings, was a registered financial professional .
Christian is a previously registered financial professional and started their career in finance in 1993. Christian had worked at 11 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 1, 2020 - September 27, 2024
SWEETGUM LABORATORIES LLC
July 30, 2018 - October 17, 2018
VALIC FINANCIAL ADVISORS, INC.
May 10, 2013 - April 2, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 10, 2013 - April 2, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 29, 2009 - April 18, 2013
INVEST FINANCIAL CORPORATION
April 29, 2009 - April 18, 2013
INVEST FINANCIAL CORPORATION
March 31, 2009 - April 17, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 31, 2009 - April 17, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 31, 2008 - February 3, 2009
MUTUAL SERVICE CORPORATION
May 31, 2006 - November 4, 2008
LPL FINANCIAL LLC
May 31, 2006 - November 4, 2008
LPL FINANCIAL LLC
April 15, 2004 - November 28, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 24, 1998 - November 28, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 15, 1998 - July 8, 1998
AUERBACH, POLLAK & RICHARDSON INC.
February 15, 1995 - August 21, 1996
AMERIPRISE ADVISOR SERVICES, INC.
August 19, 1994 - January 13, 1995
PRUCO SECURITIES, LLC.
February 15, 1994 - June 9, 1994
KIDDER, PEABODY & CO. INCORPORATED
November 18, 1993 - March 3, 1994
JOSEPHTHAL & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SWEETGUM LABORATORIES LLC
CRD#: 304783 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 101 |
| AUM (Assets Under Management) | $ 11,128,000 |
Red Flags
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