David G. Sult
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Glenn Sult was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1993. David had worked at 6 firms and has passed the Series 66, Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 22, 2006 - December 19, 2014
BB&T INVESTMENT SERVICES, INC.
March 21, 2006 - December 19, 2014
BB&T INVESTMENT SERVICES, INC.
May 10, 2005 - March 21, 2006
BB&T ASSET MANAGEMENT, INC.
September 26, 2002 - May 17, 2005
BB&T INVESTMENT SERVICES, INC.
February 17, 1998 - May 17, 2005
BB&T INVESTMENT SERVICES, INC.
April 2, 1996 - February 6, 1998
GUARANTY BROKERAGE SERVICES, INC.
December 12, 1995 - March 18, 1996
INVEST FINANCIAL CORPORATION
October 4, 1993 - November 21, 1995
IDS LIFE INSURANCE COMPANY
October 4, 1993 - November 21, 1995
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BB&T INVESTMENT SERVICES, INC.
CRD#: 33856 / SEC#: 801-106629, 8-46134
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BRANCH BANKING AND TRUST COMPANY | SHAREHOLDER | |
| CECIL, ALEXANDER WILSON | CHIEF COMPLIANCE OFFICER | 2319938 |
| CRAM, BRYAN SCOTT | PRESIDENT | 2723431 |
| EARNHARDT, DARREN LEE | CHIEF OPERATING OFFICER | 2356117 |
| EVANS, RICHARD TABB III | DIRECTOR OF SALES/DIRECTOR | 1643552 |
| SAUFLEY, RANDALL BARRETT | CHIEF FINANCIAL OFFICER | 1664935 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
