Paul Marascalco

PAUL MARASCALCO REGISTERED INVESTMENT ADVISOR

Scottsdale, AZ 85254

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CRD#: 2402569

Professional summary

Paul Marascalco is a registered financial advisor currently at PAUL MARASCALCO REGISTERED INVESTMENT ADVISOR located in Scottsdale, Arizona.

Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Paul has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Marascalco's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 17, 2017 - Present

PAUL MARASCALCO REGISTERED INVESTMENT ADVISOR

Office #1: 7047 E. Greenway Parkway Suite 250, Scottsdale, AZ 85254

RIA

CRD#: 198512

Scottsdale, AZ

Past

January 23, 2009 - June 3, 2015

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

SCOTTSDALE, AZ

Past

January 23, 2009 - June 3, 2015

SECURITIES AMERICA, INC.

CRD#: 10205

SCOTTSDALE, AZ

Past

June 7, 2006 - January 23, 2009

BRECEK & YOUNG ADVISORS, INC.

RIA

CRD#: 40395

SCOTTSDALE, AZ

Past

June 1, 2006 - January 23, 2009

BRECEK & YOUNG ADVISORS, INC.

CRD#: 40395

SCOTTSDALE, AZ

Past

February 9, 2000 - June 2, 2006

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

CHANDLER, AZ

Past

September 22, 1993 - January 5, 2000

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

CRD#: 4039

NEW YORK, NY

Past

September 22, 1993 - June 2, 2006

EQUITABLE ADVISORS, LLC

CRD#: 6627

CHANDLER, AZ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(8/17/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/1/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/20/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 6/3/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/14/1998

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/20/1993

Investment Company Products/Variable Contracts Representative Examination

Current Firm

PAUL MARASCALCO REGISTERED INVESTMENT ADVISOR

CRD#: 198512 / SEC#:

Arizona

Registered Investment Advisory firm - (5/1/2015 Approved)

Texas

Registered Investment Advisory firm - (8/1/2017 Conditional Restricted)

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Contact information

Main Address

7047 E. Greenway Parkway Suite 250, Scottsdale, AZ 85254

Mailing Address

Phone number

(480) 452-5572

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	23
AUM (Assets Under Management)	$ 7,853,797

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Paul Marascalco

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Marascalco's CRS (Customer Relationship Summary).

Certified licenses

Experience

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

BRECEK & YOUNG ADVISORS, INC.

BRECEK & YOUNG ADVISORS, INC.

EQUITABLE ADVISORS, LLC

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

EQUITABLE ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/1/1999

Series 63

Date: 9/20/1993

SIE

Date: 6/3/2015

Series 7

Date: 5/14/1998

Series 6

Date: 9/20/1993

Current Firm

PAUL MARASCALCO REGISTERED INVESTMENT ADVISOR

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PAUL MARASCALCO REGISTERED INVESTMENT ADVISOR

TRUST BUT VERIFY

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