David B. Mendels
Professional summary
David Benno Mendels, CFP®, who also goes by David B Mendels, is a registered financial advisor currently at DBM PLANNING, LLC located in Mt. Kisco, New York.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. David has worked at 5 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view David Benno Mendels's CRS (Customer Relationship Summary).
Certified licenses
Start date: 1997
Experience
January 5, 2024 - Present
DBM PLANNING, LLC
August 10, 2022 - December 31, 2023
CREATIVE FINANCIAL CONCEPTS,LLC
August 25, 2020 - August 1, 2022
CREATIVE FINANCIAL CONCEPTS,LLC
May 3, 2013 - December 31, 2019
CREATIVE FINANCIAL CONCEPTS,LLC
April 14, 2000 - September 4, 2001
AXCELUS FINANCIAL DISTRIBUTION COMPANY
June 27, 1995 - August 2, 2000
BERKSHIRE EQUITY SALES, INC.
October 13, 1993 - February 2, 1995
LINCOLN FINANCIAL DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/5/2024)
Exams
Current Firm
DBM PLANNING, LLC
CRD#: 328758 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 48 |
| AUM (Assets Under Management) | $ 13,943,323 |
Red Flags
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