Sean M. Quigley

ARCHIPELAGO SECURITIES L.L.C.

New York, NY 10005

Some features on this profile are disabled

CRD#: 2402501

Professional summary

Sean Michael Quigley, who also goes by Sean Mchael Quigley, is a registered financial professional currently at ARCHIPELAGO SECURITIES L.L.C. located in New York, New York and ARCHIPELAGO TRADING SERVICES, INC. located in New York, New York.

Sean is registered as a RR (Registered Representative) and started their career in finance in 1994. Sean has worked at 10 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Sean Mchael Quigley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Sean Michael Quigley's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 1, 2016 - Present

ARCHIPELAGO SECURITIES L.L.C.

Office #1: 11 Wall Street, New York, NY 10005

CRD#: 102500

New York, NY

Current

December 21, 2016 - Present

ARCHIPELAGO TRADING SERVICES, INC.

Office #1: 11 Wall Street, New York, NY 10005

CRD#: 15853

New York, NY

Past

March 21, 2013 - August 5, 2016

CITI ORDER ROUTING AND EXECUTION, LLC

CRD#: 103768

MT. PLEASANT, SC

Past

April 18, 2012 - August 5, 2016

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

February 3, 2010 - April 11, 2012

CITI ORDER ROUTING AND EXECUTION, LLC

CRD#: 103768

MT. PLEASANT, SC

Past

May 23, 2008 - May 18, 2015

LAVAFLOW, INC.

CRD#: 120444

NEW YORK, NY

Past

September 27, 2007 - July 29, 2008

LAVA TRADING, INC.

CRD#: 133804

NEW YORK, NY

Past

June 29, 2007 - September 12, 2007

SUSQUEHANNA FINANCIAL GROUP, LLLP

CRD#: 35865

BALA CYNWYD, PA

Past

November 14, 2002 - July 27, 2005

SUSQUEHANNA FINANCIAL GROUP, LLLP

CRD#: 35865

BALA CYNWYD, PA

Past

November 14, 2002 - September 12, 2007

SAL EQUITY TRADING, GP

CRD#: 29337

BALA CYNWYD, PA

Past

August 13, 1996 - July 1, 2002

DEUTSCHE IXE, LLC

CRD#: 7172

NEW YORK, NY

Past

October 14, 1994 - October 9, 1996

NEBRASKA HUDSON COMPANY, INC.

CRD#: 27501

OMAHA, NE

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Illinois
(12/1/2016)

New York
(12/1/2016)

Exams

State Security Law Exam

Series 63

Date: 10/28/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 6/21/1999

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 10/13/1994

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 11/17/1995

General Securities Principal Examination

SRO Registrations

24X National Exchange LLC

SRO Registrations

Cboe BYX Exchange, Inc.

SRO Registrations

Cboe BZX Exchange, Inc.

SRO Registrations

Cboe EDGA Exchange, Inc.

SRO Registrations

Cboe EDGX Exchange, Inc.

SRO Registrations

FINRA

SRO Registrations

Investors' Exchange LLC

SRO Registrations

Long-Term Stock Exchange, Inc.

SRO Registrations

MEMX LLC

SRO Registrations

MIAX PEARL, LLC

SRO Registrations

NYSE American LLC

SRO Registrations

NYSE Arca, Inc.

SRO Registrations

NYSE National, Inc.

SRO Registrations

NYSE Texas, Inc.

SRO Registrations

Nasdaq BX, Inc.

SRO Registrations

Nasdaq ISE, LLC

SRO Registrations

Nasdaq PHLX LLC

SRO Registrations

Nasdaq Stock Market

SRO Registrations

New York Stock Exchange

Current Firm

ARCHIPELAGO TRADING SERVICES, INC.

ARCHIPELAGO TRADING SERVICES, INC. | GLOBENET SECURITIES, INC. | FRAY MUNICIPAL SECURITIES, INC. | CORPORATE CAPITAL SECURITIES, INC.

CRD#: 15853 / SEC#: , 8-33180

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

353 North Clark Street Suite 3200, Chicago, IL 60654

Mailing Address

353 North Clark Street Suite 3200, Chicago, IL 60654

Phone number

(312) 836-6700

Established

Florida since 09/07/1984

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
NYSE GROUP, INC.	HOLDING COMPANY
KNIGHT, JOHN CHARLES	CHIEF COMPLIANCE OFFICER	5187603
SCADDEN, BARRY SCOTT	EXECUTIVE PRINCIPAL	2400877
THOMASSON, SEAN JOSEPH	FINANCIAL AND OPERATIONS PRINCIPAL	5124423
TOBIN, BRYAN THOMAS	SUPERVISORY PRINCIPAL	5232664

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Peter Kettle

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Brooklyn, NY

Richard Dragotta

LPL FINANCIAL LLC

IAR

Paramus, NJ

Diane Finnerty

MORGAN STANLEY

IAR

New York, NY

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Sean M. Quigley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Sean Michael Quigley's CRS (Customer Relationship Summary).

Certified licenses

Experience

ARCHIPELAGO TRADING SERVICES, INC.

CITI ORDER ROUTING AND EXECUTION, LLC

CITIGROUP GLOBAL MARKETS INC.

CITI ORDER ROUTING AND EXECUTION, LLC

LAVAFLOW, INC.

LAVA TRADING, INC.

SUSQUEHANNA FINANCIAL GROUP, LLLP

SUSQUEHANNA FINANCIAL GROUP, LLLP

SAL EQUITY TRADING, GP

DEUTSCHE IXE, LLC

NEBRASKA HUDSON COMPANY, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 10/28/1994

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 55

Date: 6/21/1999

Series 7

Date: 10/13/1994

Series 24

Date: 11/17/1995

24X National Exchange LLC

Cboe BYX Exchange, Inc.

Cboe BZX Exchange, Inc.

Cboe EDGA Exchange, Inc.

Cboe EDGX Exchange, Inc.

FINRA

Investors' Exchange LLC

Long-Term Stock Exchange, Inc.

MEMX LLC

MIAX PEARL, LLC

NYSE American LLC

NYSE Arca, Inc.

NYSE National, Inc.

NYSE Texas, Inc.

Nasdaq BX, Inc.

Nasdaq ISE, LLC

Nasdaq PHLX LLC

Nasdaq Stock Market

New York Stock Exchange

Current Firm

ARCHIPELAGO TRADING SERVICES, INC.

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

ARCHIPELAGO TRADING SERVICES, INC.

TRUST BUT VERIFY

Similar Advisors