Michael N. Catoggio
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Nicholas Catoggio, who also goes by Michael N Catoggio, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1993. Michael had worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 11, 2014 - December 11, 2018
FIRST STANDARD FINANCIAL COMPANY LLC
October 13, 2010 - July 27, 2012
NATIONAL SECURITIES CORPORATION
December 4, 2009 - September 30, 2010
LEGEND SECURITIES, INC.
March 21, 2007 - December 3, 2009
MERCER CAPITAL LTD.
June 5, 2002 - December 31, 2005
MARQUIS FINANCIAL SERVICES, INC.
September 19, 2000 - June 7, 2002
LH ROSS & COMPANY, INC.
May 26, 1998 - August 25, 1999
BARRON CHASE SECURITIES, INC.
April 7, 1998 - July 20, 1998
TRADEWAY SECURITIES GROUP, INC.
January 23, 1998 - April 9, 1998
MERIT CAPITAL ASSOCIATES, INC.
May 30, 1997 - December 23, 1997
LH ROSS & COMPANY, INC.
August 30, 1996 - June 2, 1997
JOSEPH DILLON & COMPANY INC.
May 25, 1994 - August 14, 1996
CONTINENTAL BROKER-DEALER CORP.
November 22, 1993 - May 19, 1994
ROBERT TODD FINANCIAL CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIRST STANDARD FINANCIAL COMPANY LLC
CRD#: 168340 / SEC#: , 8-69300
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
| Civil Event | 1 |
| Arbitration | 1 |
Red Flags
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