Daniel A. Docel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Anthony Docel was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 1993. Daniel had worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 20, 2002 - December 31, 2015
INVESTMENT ADVISORS CORP
January 2, 1997 - December 31, 2015
BROKER DEALER FINANCIAL SERVICES CORP.
June 4, 1996 - December 31, 1996
DICKINSON & CO.
November 2, 1993 - January 15, 1995
MONTANO SECURITIES CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
INVESTMENT ADVISORS CORP
CRD#: 117531 / SEC#: 801-69573
Contact information
Red Flags
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