Jeffrey L. Adkins

JLA CAPITAL

PROSPECT, KY

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CRD#: 2402104

Professional summary

Jeffrey Lee Ed Adkins, who also goes by Jeffery Lee Ed Adkins, Jeffrey L Adkins, Jeffrey Leeed Adkins, is a registered financial advisor currently at JLA CAPITAL, LLC located in Prospect, Kentucky.

Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Jeffrey has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jeffery Lee Ed Adkins | Jeffrey L Adkins | Jeffrey Leeed Adkins

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

JLA CAPITAL - A PIC BRANCH OF LM KOHN & CO, INVESTMENT RELATED, LOUISVILLE KY, REGISTERED INVESTMENT ADVISOR REPRESENTATIVE, MARCH 2011, APPROXIMATELY 160 HOURS PER MONTH DURING SECURITY HOURS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Lee Ed Adkins's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 31, 2025 - Present

JLA CAPITAL, LLC

RIA

CRD#: 335218

PROSPECT, KY

Past

March 4, 2011 - July 31, 2025

L.M. KOHN & COMPANY

RIA

CRD#: 27913

Prospect, KY

Past

March 4, 2011 - July 31, 2025

L.M. KOHN & COMPANY

CRD#: 27913

Prospect, KY

Past

June 15, 2009 - March 7, 2011

FIRST KENTUCKY SECURITIES CORPORATION

RIA

CRD#: 7524

LOUISVILLE, KY

Past

June 15, 2009 - March 7, 2011

FIRST KENTUCKY SECURITIES CORPORATION

CRD#: 7524

LOUISVILLE, KY

Past

January 12, 2004 - July 2, 2009

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

LOUISVILLE, KY

Past

January 18, 2002 - July 2, 2009

UBS FINANCIAL SERVICES INC.

CRD#: 8174

LOUISVILLE, KY

Past

March 20, 1995 - January 29, 2002

BANC ONE SECURITIES CORPORATION

CRD#: 16999

CHICAGO, IL

Past

May 10, 1994 - April 3, 1995

PNC BROKERAGE CORP

CRD#: 34671

PITTSBURGH, PA

Past

November 10, 1993 - March 24, 1994

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kentucky
(7/31/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/31/1993

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/19/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/9/1993

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/24/2014

General Securities Principal Examination

Current Firm

JLA CAPITAL, LLC

CRD#: 335218 / SEC#:

Kentucky

Registered Investment Advisory firm - (7/31/2025 Approved)

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Contact information

Main Address

Prospect, KY

Mailing Address

Phone number

(502) 558-5421

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Jeffrey L. Adkins

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Lee Ed Adkins's CRS (Customer Relationship Summary).

Certified licenses

Experience

L.M. KOHN & COMPANY

L.M. KOHN & COMPANY

FIRST KENTUCKY SECURITIES CORPORATION

FIRST KENTUCKY SECURITIES CORPORATION

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

BANC ONE SECURITIES CORPORATION

PNC BROKERAGE CORP

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 65

Date: 12/31/1993

Series 63

Date: 11/19/1993

SIE

Date: 10/1/2018

Series 7

Date: 11/9/1993

Series 24

Date: 3/24/2014

Current Firm

JLA CAPITAL, LLC

Contact information

Documents

Red Flags

Company Information

JLA CAPITAL, LLC

TRUST BUT VERIFY

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