Mark C. Muto

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CRD#: 2402056

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Mark Christopher Muto was a registered financial professional .

Mark is a previously registered financial professional and started their career in finance in 2000. Mark had worked at 7 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Frank Partners, investment-related, 50 W. Mill Street, Port Allegany, PA 16743, Real Estate, Partner/Manager, Started: 01/2014, 5 hours/month, 0 hours/month during trading hours, collect rents/pay expenses/arrange for services/maintain records.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

July 5, 2019 - March 25, 2022

CERITY PARTNERS RETIREMENT PLAN CONSULTANTS

RIA

CRD#: 164198

CHICAGO, IL

Past

December 3, 2014 - April 8, 2019

BLUE PRAIRIE GROUP,LLC

RIA

CRD#: 131802

CHICAGO, IL

Past

May 25, 2012 - December 31, 2015

COWDEN FINANCIAL SERVICES, LLC

RIA

CRD#: 163835

PITTSBURGH, PA

Past

March 2, 2009 - May 31, 2012

FINANCIAL TELESIS INC

RIA

CRD#: 31012

PITTSBURGH, PA

Past

March 2, 2009 - May 31, 2012

FINANCIAL TELESIS INC

CRD#: 31012

PITTSBURGH, PA

Past

July 6, 2006 - March 3, 2009

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

SEWICKLEY, PA

Past

March 1, 2006 - March 3, 2009

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

SEWICKLEY, PA

Past

February 8, 2005 - March 1, 2006

HUNTER ASSOCIATES LLC

CRD#: 30177

PITTSBURGH, PA

Past

March 17, 2000 - March 11, 2003

A. G. EDWARDS & SONS, INC.

CRD#: 4

ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CERITY PARTNERS RETIREMENT PLAN CONSULTANTS

CRD#: 164198 / SEC#: 801-76705

RIA

Registered Investment Advisory firm - (5/29/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/15/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/23/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/16/2000

General Securities Representative Examination

Current Firm

CERITY PARTNERS RETIREMENT PLAN CONSULTANTS

CRD#: 164198 / SEC#: 801-76705

RIA

Registered Investment Advisory firm - (5/29/2012 Approved)

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Contact information

Main Address

99 Park Avenue 16th Floor, New York, NY 10016

Mailing Address

Phone number

(212) 850-4260

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

RPA ADV PART 2A (9/18/2025)

Regulatory assets under management

Total Number of Accounts	622
AUM (Assets Under Management)	$ 18,953,321,052

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Mark C. Muto

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

BLUE PRAIRIE GROUP,LLC

COWDEN FINANCIAL SERVICES, LLC

FINANCIAL TELESIS INC

FINANCIAL TELESIS INC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

HUNTER ASSOCIATES LLC

A. G. EDWARDS & SONS, INC.

Primary Firm SEC Registration

CERITY PARTNERS RETIREMENT PLAN CONSULTANTS

State Registrations and Notice Filings

Exams

Series 65

Date: 5/15/2006

Series 63

Date: 3/23/2000

Series 7

Date: 3/16/2000

Current Firm

CERITY PARTNERS RETIREMENT PLAN CONSULTANTS

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CERITY PARTNERS RETIREMENT PLAN CONSULTANTS

TRUST BUT VERIFY

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