Daniel J. Hanley

PRINCETON GLOBAL ASSET MANAGEMENT LLC

Princeton, NJ 08542

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CRD#: 2401963

Professional summary

Daniel John Hanley JR, CFP®, who also goes by Daniel John Hanley, is a registered financial advisor currently at PRINCETON GLOBAL ASSET MANAGEMENT LLC located in Princeton, New Jersey.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Daniel has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 55, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Daniel John Hanley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

RENTAL PROPERTY; INV RELATED; ORTLEY BEACH, NJ; 100% OWNERSHIP WITH SPOUSE; START 1/1/2015; 0 HOURS PER MONTH, 0 DURING TRADING; NO DUTIES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel John Hanley JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2019

Experience

Current

January 30, 2023 - Present

PRINCETON GLOBAL ASSET MANAGEMENT LLC

Office #1: 17 Hulfish Street Suite 240, Princeton, NJ 08542

RIA

CRD#: 146644

Princeton, NJ

Past

May 12, 2020 - January 18, 2023

SPOOR BEHRINS CAMPBELL & YOUNG SECURITIES CORP

RIA

CRD#: 107400

CLINTON, NJ

Past

March 5, 2018 - January 17, 2020

GLOBAL WEALTH MANAGEMENT, LLC

RIA

CRD#: 153677

KINGSTON, NJ

Past

August 14, 2017 - December 31, 2017

GLOBAL WEALTH MANAGEMENT, LLC

RIA

CRD#: 153677

KINGSTON, NJ

Past

August 12, 2013 - August 1, 2017

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

MARLTON, NJ

Past

June 11, 2013 - August 1, 2017

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

MARLTON, NJ

Past

November 1, 2011 - May 21, 2013

DREXEL HAMILTON, LLC

CRD#: 143570

NEW YORK, NY

Past

April 18, 2011 - May 27, 2011

HUDSON SECURITIES,INC.

CRD#: 10467

JERSEY CITY, NJ

Past

April 19, 2005 - September 9, 2011

RODMAN & RENSHAW, LLC

CRD#: 16415

NEW YORK, NY

Past

June 21, 2002 - March 29, 2004

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

NEW YORK, NY

Past

April 29, 1994 - June 13, 2002

DEUTSCHE IXE, LLC

CRD#: 7172

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PRINCETON GLOBAL ASSET MANAGEMENT LLC

CRD#: 146644 / SEC#: 801-71305

RIA

Registered Investment Advisory firm - (4/9/2010 Approved)

Texas

Registered Investment Advisory firm - (4/22/2010 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(1/30/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/12/2013

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/7/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 8/1/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 7/9/1999

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 4/28/1994

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/19/2005

General Securities Principal Examination

Current Firm

PRINCETON GLOBAL ASSET MANAGEMENT LLC

CRD#: 146644 / SEC#: 801-71305

RIA

Registered Investment Advisory firm - (4/9/2010 Approved)

Texas

Registered Investment Advisory firm - (4/22/2010 Terminated)

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Contact information

Main Address

17 Hulfish Street Suite 240, Princeton, NJ 08542

Mailing Address

Phone number

(609) 945-1781

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PRINCETON GLOBAL ASSET MANAGEMENT, LLC FORM ADV PART 2A: FIRM BROCHURE (5/13/2025)

Regulatory assets under management

Total Number of Accounts	1,164
AUM (Assets Under Management)	$ 782,787,247

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Daniel J. Hanley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel John Hanley JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

SPOOR BEHRINS CAMPBELL & YOUNG SECURITIES CORP

GLOBAL WEALTH MANAGEMENT, LLC

GLOBAL WEALTH MANAGEMENT, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

DREXEL HAMILTON, LLC

HUDSON SECURITIES,INC.

RODMAN & RENSHAW, LLC

DEUTSCHE BANK SECURITIES INC.

DEUTSCHE IXE, LLC

Primary Firm SEC Registration

PRINCETON GLOBAL ASSET MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/12/2013

Series 63

Date: 11/7/1994

SIE

Date: 8/1/2017

Series 55

Date: 7/9/1999

Series 7

Date: 4/28/1994

Series 24

Date: 12/19/2005

Current Firm

PRINCETON GLOBAL ASSET MANAGEMENT LLC

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PRINCETON GLOBAL ASSET MANAGEMENT LLC

TRUST BUT VERIFY

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