Robin J. Casada
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robin Janinne Casada, who also goes by Robin Cioffi, Robin Shipley, was a registered financial professional .
Robin is a previously registered financial professional and started their career in finance in 1994. Robin had worked at 7 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 7, 2017 - December 20, 2017
THE O.N. EQUITY SALES COMPANY
November 4, 2009 - March 9, 2016
KEY INVESTMENT SERVICES LLC
June 22, 2005 - April 25, 2008
FIFTH THIRD SECURITIES, INC.
June 30, 2004 - November 5, 2004
RAYMOND JAMES FINANCIAL SERVICES, INC.
June 6, 2001 - July 15, 2004
CETERA INVESTMENT SERVICES LLC
February 7, 2000 - June 6, 2001
COMPULIFE INVESTOR SERVICES, INC.
January 26, 1994 - February 4, 2000
THE HUNTINGTON INVESTMENT COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE O.N. EQUITY SALES COMPANY
CRD#: 2936 / SEC#: , 8-14161
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 7 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
