Steven L. Oneal

SHAREBUILDER 401K

Woodlands, TX

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CRD#: 2401880

Professional summary

Steven Lynn Oneal, who also goes by Steve Oneal, Steven Lynn Oneal, Steven Oneal, is a registered financial advisor currently at SHAREBUILDER 401K located in Woodlands, Texas.

Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Steven has worked at 11 firms and has passed the Series 65, Series 63, Series 6TO, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Steve Oneal | Steven Lynn Oneal | Steven Oneal

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

O'NEAL ENTERPRISES, LLC RENTAL INCOME POSITION: Officer NATURE: Rental Income INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 07/23/2007 ADDRESS: 16 Split Rock Road, Spring TX 77381, United States DESCRIPTION: Make sure houses stay rented

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Lynn Oneal's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 6, 2021 - Present

SHAREBUILDER 401K

RIA

CRD#: 300537

Woodlands, TX

Past

August 18, 2021 - November 23, 2021

ALLSTATE FINANCIAL ADVISORS, LLC

RIA

CRD#: 109524

Spring, TX

Past

August 11, 2021 - November 23, 2021

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

The Woodlands, TX

Past

December 16, 2015 - April 9, 2019

CAPITAL ONE ADVISORS, LLC

RIA

CRD#: 136865

Houston, TX

Past

December 16, 2015 - April 9, 2019

CAPITAL ONE INVESTING, LLC

CRD#: 45744

Houston, TX

Past

August 2, 2013 - December 17, 2015

VALIC FINANCIAL ADVISORS, INC.

RIA

CRD#: 42803

HOUSTON, TX

Past

August 2, 2013 - December 17, 2015

VALIC FINANCIAL ADVISORS, INC.

CRD#: 42803

HOUSTON, TX

Past

August 2, 2010 - August 7, 2013

WOODBURY FINANCIAL SERVICES, INC.

RIA

CRD#: 421

HOUSTON, TX

Past

August 2, 2010 - August 7, 2013

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

HOUSTON, TX

Past

February 29, 2008 - August 4, 2010

COMERICA SECURITIES

RIA

CRD#: 17079

HOUSTON, TX

Past

October 9, 2007 - August 4, 2010

COMERICA SECURITIES

CRD#: 17079

HOUSTON, TX

Past

January 22, 2004 - October 1, 2007

LEGACY ASSET SECURITIES, INC.

CRD#: 47644

HOUSTON, TX

Past

April 2, 1999 - December 31, 2003

PAN-AMERICAN FINANCIAL ADVISERS

CRD#: 15578

NEW ORLEANS, LA

Past

November 24, 1993 - February 26, 1999

VOYA FINANCIAL PARTNERS, LLC

CRD#: 34815

WINDSOR, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SHAREBUILDER 401K

SHAREBUILDER 401K | SHAREBUILDER ADVISORS, LLC

CRD#: 300537 / SEC#: 801-115195

RIA

Registered Investment Advisory firm - (5/3/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(12/6/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/28/2008

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/11/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6TO

Date: 1/2/2023

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/10/2008

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/22/1993

Investment Company Products/Variable Contracts Representative Examination

Current Firm

SHAREBUILDER 401K

SHAREBUILDER 401K | SHAREBUILDER ADVISORS, LLC

CRD#: 300537 / SEC#: 801-115195

RIA

Registered Investment Advisory firm - (5/3/2019 Approved)

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Contact information

Main Address

801 Second Ave Suite 1400, Seattle, WA 98104

Mailing Address

801 Second Ave Suite 1400, Seattle, WA 98104

Phone number

(425) 213-9035

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SBA ADVII 2025 (6/3/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Steven L. Oneal

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Lynn Oneal's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL SERVICES, LLC

CAPITAL ONE ADVISORS, LLC

CAPITAL ONE INVESTING, LLC

VALIC FINANCIAL ADVISORS, INC.

VALIC FINANCIAL ADVISORS, INC.

WOODBURY FINANCIAL SERVICES, INC.

WOODBURY FINANCIAL SERVICES, INC.

COMERICA SECURITIES

COMERICA SECURITIES

LEGACY ASSET SECURITIES, INC.

PAN-AMERICAN FINANCIAL ADVISERS

VOYA FINANCIAL PARTNERS, LLC

Primary Firm SEC Registration

SHAREBUILDER 401K

State Registrations and Notice Filings

Exams

Series 65

Date: 2/28/2008

Series 63

Date: 10/11/1993

Series 6TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 12/10/2008

Series 6

Date: 11/22/1993

Current Firm

SHAREBUILDER 401K

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

SHAREBUILDER 401K

TRUST BUT VERIFY

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