Walter A. Darrow
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Walter Avery Darrow, who also goes by Walt Darrow, was a registered financial professional .
Walter is a previously registered financial professional and started their career in finance in 1993. Walter had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 19, 2010 - February 14, 2022
LATITUDE ADVISORS, LLC
January 12, 2010 - December 5, 2014
GWN SECURITIES INC.
December 23, 1998 - December 31, 2009
MEDALLION INVESTMENT SERVICES, INC.
September 28, 1998 - December 31, 2009
MEDALLION ADVISORY SERVICES, LLC
September 16, 1996 - December 8, 1998
SECURITIES SERVICE NETWORK, LLC
January 1, 1996 - September 24, 1996
IFG NETWORK SECURITIES, INC.
October 20, 1993 - January 1, 1996
COMPREHENSIVE FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
LATITUDE ADVISORS, LLC
CRD#: 151001 / SEC#: 801-70420
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LATITUDE ADVISORS, LLC
CRD#: 151001 / SEC#: 801-70420
Contact information
SEC notice filing (26 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,305 |
| AUM (Assets Under Management) | $ 379,516,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
