Dan E. Landau
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dan Evan Landau, who also goes by Dan Landau, was a registered financial advisor .
Dan is a previously registered financial advisor and started their career in finance in 1994. Dan had worked at 8 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 17, 2008 - January 29, 2009
PRIVATE EQUITY ADVISORS, INC.
September 4, 2007 - January 2, 2008
PRIVATE EQUITY ADVISORS, INC.
August 9, 2006 - July 17, 2009
PRIVATE EQUITY SECURITIES, INC.
December 8, 2005 - August 14, 2006
AIS FINANCIAL, INC.
October 3, 2002 - December 8, 2005
FINANCE 500, INC.
March 6, 2002 - August 30, 2002
AARON CAPITAL INCORPORATED
June 22, 1995 - October 18, 2002
TRADEWAY SECURITIES GROUP, INC.
March 31, 1995 - June 21, 1995
FINANCE 500, INC.
April 6, 1994 - April 4, 1995
H.J. MEYERS & CO., INC.
February 1, 1994 - April 7, 1994
AMERICAN BUSINESS SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current firm
No current employment
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
