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Jeffrey William Loring

Jeffrey W. Loring

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CRD#: 2401509
Jeffrey William Loring

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jeffrey William Loring, CFP® was a registered financial professional .

Jeffrey is a previously registered financial professional and started their career in finance in 1994. Jeffrey had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

What are your service offerings?
Financial planning
Trust & estate planning
Trading individual securities
Insurance
What is your current number of clients?
Greater than 100
What is your minimum asset requirement?
1M
Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Co-owner, Loring Financial Planning & Investments Inc.; a private entity established to facilitate securities, advisory, and insurance business; as of 10/01/2019; 100% of time spent during business hours; Conducted at branch; Investment related. 2. Vice President and Secretary, CMF Associates, LLC, a private entity established to own a commercial office property; as of 06/29/2007, 0% of time spent during business hours, Conducted at branch location; Investment related. 3. Fixed Insurance Sales, as an Agent; as of 01/2007, Approximately 10 hours per week spent during securities trading hours; Conducted at branch location; Investment related. 4. Divorce Financial Analyst, Loring Advisory Group; as of 04/15/2010, 4% of time spent during business hours, Conducted at branch location; Investment related. 5. Trustee; Condominium Trust; Located in Boston, MA, as of 04/22/2022; 0% of time spent during business hours; Not conducted at branch location; Not investment related.

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 1998

Experience

Past

June 1, 2005 - December 14, 2010

LORING ADVISORY GROUP

RIA
CRD#: 118978
GREENVILLE, RI
Past

March 14, 1997 - December 31, 2023

COMMONWEALTH FINANCIAL NETWORK

RIA
CRD#: 8032
GREENVILLE, RI
Past

February 18, 1997 - December 31, 2023

COMMONWEALTH FINANCIAL NETWORK

BD
CRD#: 8032
GREENVILLE, RI
Past

February 6, 1996 - February 18, 1997

GUARDIAN INVESTOR SERVICES LLC

BD
CRD#: 6635
NEW YORK, NY
Past

February 2, 1994 - December 18, 1995

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321
MINNEAPOLIS, MN
Past

February 2, 1994 - December 18, 1995

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 12/13/1993
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 12/13/1993
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/1/1994
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 11/15/2000
General Securities Principal Examination

Current firm

No current employment

Red Flags

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Company Information

No current employment

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Contact information

(xxx) xxx-xxxx
xxxxx@xxxx.xxx

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