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Jeffrey William Loring

Jeffrey William Loring

CFP®

CFP

CRD# 2401509·Registered 1994 - 2010

Previously Registered: Being a previously registered professional could mean that Jeffrey is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Jeffrey William Loring, CFP® was a registered financial advisor. Jeffrey was a previously registered financial professional and started their career in finance 1994 - 2010. Jeffrey had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

$500K–$1M

Account Minimum

1,000+

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Services Offered

Financial Planning
Estate & Legacy Planning
Investment Management
Risk Management & Insurance

Other Aliases

There are no additional aliases reported.

Blog Corner

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

What Are Financial Values and How to Align Them With Your Financial Goals

What Are Financial Values and How to Align Them With Your Financial Goals

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CFP®

Certified Financial PlannerSince 1998

Years of Experience

32 years in the financial services industry

Current & Past Employments

LORING ADVISORY GROUP·CRD# 118978

RIA

Greenville, RI

June 1, 2005 - December 14, 2010

COMMONWEALTH FINANCIAL NETWORK·CRD# 8032

RIA

Greenville, RI

March 14, 1997 - December 31, 2023

COMMONWEALTH FINANCIAL NETWORK·CRD# 8032

BD

Greenville, RI

February 18, 1997 - December 31, 2023

GUARDIAN INVESTOR SERVICES LLC·CRD# 6635

BD

New York, NY

February 6, 1996 - February 18, 1997

IDS LIFE INSURANCE COMPANY·CRD# 6321

BD

Minneapolis, MN

February 2, 1994 - December 18, 1995

AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363

BD

Minneapolis, MN

February 2, 1994 - December 18, 1995

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Current Firm

No current employment

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Co-owner, Loring Financial Planning & Investments Inc.; a private entity established to facilitate securities, advisory, and insurance business; as of 10/01/2019; 100% of time spent during business hours; Conducted at branch; Investment related. 2. Vice President and Secretary, CMF Associates, LLC, a private entity established to own a commercial office property; as of 06/29/2007, 0% of time spent during business hours, Conducted at branch location; Investment related. 3. Fixed Insurance Sales, as an Agent; as of 01/2007, Approximately 10 hours per week spent during securities trading hours; Conducted at branch location; Investment related. 4. Divorce Financial Analyst, Loring Advisory Group; as of 04/15/2010, 4% of time spent during business hours, Conducted at branch location; Investment related. 5. Trustee; Condominium Trust; Located in Boston, MA, as of 04/22/2022; 0% of time spent during business hours; Not conducted at branch location; Not investment related.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Dec 1993About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1993About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Feb 1994About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Nov 2000About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Services Offered by Jeffrey

Financial Planning
Estate & Legacy Planning
Investment Management
Risk Management & Insurance

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Jeffrey William Loring

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